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Regional Management Corp. — Director's Dealing 2017
Dec 15, 2017
33053_dirs_2017-12-15_a43abbed-3fa6-44fd-86cf-b3e9f2722895.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Regional Management Corp. (RM)
CIK: 0001519401
Period of Report: 2017-12-07
Reporting Person: BASSWOOD CAPITAL MANAGEMENT, L.L.C. (10% Owner)
Reporting Person: LINDENBAUM MATTHEW A (10% Owner)
Reporting Person: LINDENBAUM BENNETT D (10% Owner)
Reporting Person: BASSWOOD FINANCIAL FUND, L.P. (10% Owner)
Reporting Person: BASSWOOD FINANCIAL LONG ONLY FUND, L.P. (10% Owner)
Reporting Person: BASSWOOD ENHANCED LONG SHORT FUND LP (10% Owner)
Reporting Person: BASSWOOD OPPORTUNITY PARTNERS, L.P. (10% Owner)
Reporting Person: BASSWOOD OPPORTUNITY FUND INC (10% Owner)
Reporting Person: BASSWOOD FINANCIAL FUND, INC. (10% Owner)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $0.10 per share ("Common Stock") | 256635 | Indirect |
| Common Stock | 23975 | Indirect |
| Common Stock | 690180 | Indirect |
| Common Stock | 129152 | Indirect |
| Common Stock | 76193 | Indirect |
| Common Stock | 27470 | Indirect |
| Common Stock | 326274 | Indirect |
Footnotes
F1: See Exhibit 99.1
F2: See Exhibit 99.1
F3: See Exhibit 99.1
F4: See Exhibit 99.1
F5: See Exhibit 99.1
F6: See Exhibit 99.1
F7: See Exhibit 99.1
F8: See Exhibit 99.1