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Regional Management Corp. — Director's Dealing 2015
Jan 7, 2015
33053_dirs_2015-01-07_2dd13035-63c9-45f0-9806-ef1dbc082d41.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Regional Management Corp. (RM)
CIK: 0001519401
Period of Report: 2015-01-05
Reporting Person: SECOND CURVE CAPITAL LLC (10% Owner)
Reporting Person: BROWN THOMAS K (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-01-05 | Common Stock, $0.10 Par Value | P | 20000 | $15.214 | Acquired | 1324520 | Indirect |
| 2015-01-06 | Common Stock, $0.10 Par Value | P | 20000 | $14.797 | Acquired | 1344520 | Indirect |
Footnotes
F1: These securities may be deemed to be beneficially owned by Second Curve Capital, LLC and Thomas K. Brown. Second Curve Capital, LLC is the investment manager of Second Curve Partners, L.P., Second Curve Partners II, LP, Second Curve Partners International, Ltd., Second Curve Opportunity Fund, LP, Second Curve Opportunity Fund II, LP, Second Curve Opportunity Fund International, Ltd., Second Curve Vision Fund, LP, Second Curve Vision Fund International, Ltd. Thomas K. Brown is the managing member of Second Curve Capital, LLC. Each such Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.