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Regional Management Corp. — Director's Dealing 2014
Jan 9, 2014
33053_dirs_2014-01-09_2a874cc7-7000-4073-b9c0-f9199b87c6b0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Regional Management Corp. (RM)
CIK: 0001519401
Period of Report: 2014-01-07
Reporting Person: DEMOLINA ALVARO G (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-01-07 | Common Stock | S | 1400 | $35 | Disposed | 10680 | Direct |
| 2014-01-08 | Common Stock | S | 7989 | $35 | Disposed | 2691 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (right to buy) | $15 | 2022-03-27 | Common Stock (10000) | 10000 | Direct |
Footnotes
F1: The transactions covered by this Form 4 have been effected pursuant to a Rule 10b5-1 Sales Plan dated December 11, 2013, which is intended to comply with rule 10b5-1(c) promulgated under the Securities Exchange Act of 1934, as amended.
F2: The Issuer granted this option to the Reporting Person on March 27, 2012. Twenty percent of the option vested on March 27, 2013. The balance of the option will vest in equal annual installments on March 27th of each of 2014, 2015, 2016, and 2017.
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