AI assistant
Regional Management Corp. — Director's Dealing 2014
Mar 18, 2014
33053_dirs_2014-03-18_10cbb960-bb6f-49fe-a08a-590a4b667d3d.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Regional Management Corp. (RM)
CIK: 0001519401
Period of Report: 2014-03-13
Reporting Person: EJF Capital LLC (10% Owner)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1366809 | Indirect |
Footnotes
F1: EJF Capital LLC serves as the investment manager or the sole member of the investment manager of each of EJF Debt Opportunities Master Fund, L.P., EJF Debt Opportunities Master Fund II, LP, Beltway Strategic Opportunities Fund L.P. and EJF Financial Services Fund, LP as well as of a managed account (the "Record Owners"), each of which individually owns less than 5% of the shares of common stock of Regional Management Corp. (the "Common Stock"). Emanuel J. Friedman is the controlling member of EJF Capital LLC. As a result, each of Emanuel J. Friedman and EJF Capital LLC may be deemed to share beneficial ownership with each such Record Owner over the Common Stock held by such Record Owner. (continued in Footnote 2)
F2: Each of EJF Capital LLC and Emanuel J. Friedman disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein and this report shall not be deemed an admission that EJF Capital LLC or Emanuel J. Friedman is the beneficial owner of the securities for purposes of Section 16, or for any other purpose.