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Regional Management Corp. Director's Dealing 2014

Jul 23, 2014

33053_dirs_2014-07-23_d9bfd916-659c-4dea-a8a2-d3c7ece08708.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Regional Management Corp. (RM)
CIK: 0001519401
Period of Report: 2014-07-21

Reporting Person: SECOND CURVE CAPITAL LLC (10% Owner)
Reporting Person: BROWN THOMAS K (10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2014-07-21 Common Stock, $0.10 Par Value P 5000 $14.94 Acquired 1278960 Indirect
2014-07-21 Common Stock, $0.10 Par Value S 5000 $14.94 Disposed 1273960 Indirect

Footnotes

F1: Re-balancing transactions among related entities over which the Reporting Person may be deemed to have beneficial ownership.

F2: These securities may be deemed to be beneficially owned by Second Curve Capital, LLC and Thomas K. Brown. Second Curve Capital, LLC is the investment manager of Second Curve Partners, L.P., Second Curve Partners II, LP, Second Curve Partners International, Ltd., Second Curve Opportunity Fund, LP, Second Curve Opportunity Fund II, LP, Second Curve Opportunity Fund International, Ltd., Second Curve Vision Fund, LP, Second Curve Vision Fund International, Ltd. Thomas K. Brown is the managing member of Second Curve Capital, LLC. Each such Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.