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Regional Management Corp. — Director's Dealing 2013
Nov 20, 2013
33053_dirs_2013-11-19_2a88e040-e917-4cfb-aa9c-aa145aaa187e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Regional Management Corp. (RM)
CIK: 0001519401
Period of Report: 2013-10-28
Reporting Person: Perez David (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-10-28 | Common Stock | A | 2691 | — | Acquired | 0 | Direct |
Footnotes
F1: Pursuant to the arrangements between the Reporting Person and Palladium Equity Partners III, L.P. (the "Fund"), the Reporting Person is not permitted to retain the shares of common stock granted by Regional Management Corp. (the "Issuer"), and the Reporting Person is required to hold such securities for the benefit of the Fund. The Reporting Person disclaims any pecuniary interest in the securities reported herein.
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