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Regional Management Corp. — Director's Dealing 2013
Dec 12, 2013
33053_dirs_2013-12-12_a34f1198-15a6-4d49-8856-98489c282be5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Regional Management Corp. (RM)
CIK: 0001519401
Period of Report: 2013-12-10
Reporting Person: Quattlebaum C Glynn (President & COO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-12-10 | Common Stock | M | 30000 | $5.4623 | Acquired | 110131 | Direct |
| 2013-12-10 | Common Stock | S | 30000 | $29.605 | Disposed | 80131 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-12-10 | Employee Stock Option (right to buy) | $5.4623 | M | 30000 | Disposed | 2017-03-21 | Common Stock (30000) | Direct |
Footnotes
F1: The stock option is vested and currently exercisable; 20% vested on October 11, 2007, 20% vested on March 21, 2008, 20% vested on March 21, 2009, 20% vested on March 21, 2010 and 20% vested on March 21, 2011.
F2: This amount represents the $31.00 public offering price per share of the Issuer's common stock less the underwriting discount of $1.395 per share.
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