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Regional Management Corp. Director's Dealing 2013

Dec 12, 2013

33053_dirs_2013-12-12_a34f1198-15a6-4d49-8856-98489c282be5.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Regional Management Corp. (RM)
CIK: 0001519401
Period of Report: 2013-12-10

Reporting Person: Quattlebaum C Glynn (President & COO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2013-12-10 Common Stock M 30000 $5.4623 Acquired 110131 Direct
2013-12-10 Common Stock S 30000 $29.605 Disposed 80131 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2013-12-10 Employee Stock Option (right to buy) $5.4623 M 30000 Disposed 2017-03-21 Common Stock (30000) Direct

Footnotes

F1: The stock option is vested and currently exercisable; 20% vested on October 11, 2007, 20% vested on March 21, 2008, 20% vested on March 21, 2009, 20% vested on March 21, 2010 and 20% vested on March 21, 2011.

F2: This amount represents the $31.00 public offering price per share of the Issuer's common stock less the underwriting discount of $1.395 per share.