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Regional Management Corp. Director's Dealing 2013

Dec 13, 2013

33053_dirs_2013-12-12_c723baa0-9fcd-4471-901a-8225f6c05a64.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Regional Management Corp. (RM)
CIK: 0001519401
Period of Report: 2013-12-10

Reporting Person: Perez David (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2013-12-10 Common Stock, par value $0.10 per share M 2000 $15.00 Acquired 0 Direct
2013-12-10 Common Stock, par value $0.10 per share S 4691 $29.605 Disposed 0 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2013-12-10 Stock Option (right to buy) $15.00 M 2000 Disposed 2022-03-27 Common Stock (2000) Direct

Footnotes

F1: Pursuant to the arrangements between the Reporting Person and Palladium Equity Partners III, L.P. (the "Fund"), the Reporting Person is not permitted to retain the equity awards granted by Regional Management Corp. (the "Issuer"), and the Reporting Person is required to hold such securities for the benefit of the Fund. The Reporting Person disclaims any pecuniary interest in the securities reported herein.

F2: This amount represents the $31.00 public offering price per share of the common stock of the Issuer less the underwriting discount of $1.395 per share.

F3: The option vests in five equal annual installments beginning on March 27, 2012.