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Regional Management Corp. — Director's Dealing 2012
Mar 30, 2012
33053_dirs_2012-03-29_fc65ac19-680b-47f4-94e6-99b6b3dee1c8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Regional Management Corp. (RM)
CIK: 0001519401
Period of Report: 2012-03-27
Reporting Person: Parallel 2005 Equity Partners, LLC (Director, 10% Owner)
Reporting Person: Parallel 2005 Equity Fund LP (Director, 10% Owner)
Reporting Person: Parallel 2005 Equity Partners, LP (Director, 10% Owner)
Reporting Person: FLETCHER FRANK BARRON III (Director, 10% Owner)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-03-27 | Stock Option (right to buy) | $15 | A | 20000 | Acquired | 2022-03-27 | Common Stock (20000) | Indirect |
Footnotes
F1: The option vests in five equal annual installments beginning on the first anniversary of the grant date.
F2: The Reporting Persons received the option award from Regional Management Corp. (the "Issuer") as a director by deputization of the Issuer. The grant to the Reporting Persons was approved by the Board of Directors of the Issuer.
F3: The securities reported herein are held by Richard T. Dell'Aquila and Jared L. Johnson as nominee holders. Mr. Johnson is a Managing Director of Parallel 2005 Equity Fund, LP. Mr. Dell'Aquila is a Principal of Parallel 2005 Equity Fund, LP. The general partner of Parallel 2005 Equity Fund, LP is Parallel 2005 Equity Partners, LP. The general partner of Parallel 2005 Equity Fund, LP is Parallel 2005 Equity Partners, LLC. F. Barron Fletcher, III is the managing member of Parallel 2005 Equity Partners, LLC.