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Regional Management Corp. — Director's Dealing 2012
Mar 30, 2012
33053_dirs_2012-03-29_85ab2202-6ee2-4af8-8376-71707243eb78.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Regional Management Corp. (RM)
CIK: 0001519401
Period of Report: 2012-03-27
Reporting Person: Johnson Jared L (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-03-27 | Stock Option (right to buy) | $15 | A | 10000 | Acquired | 2022-03-27 | Common Stock (10000) | Direct |
Footnotes
F1: The option vests in five equal annual installments beginning on the first anniversary of the grant date.
F2: Pursuant to the arrangements between the Reporting Person and Parallel 2005 Equity Fund, LP (the "Fund"), the Reporting Person is not permitted to retain the Stock Options granted by Regional Management Corp. (the "Issuer"), and the Reporting Person is required to hold such securities for the benefit of the Fund. The Reporting Person disclaims any pecuniary interest in the securities reported herein.
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