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REGION GROUP — Major Shareholding Notification 2025
Jan 27, 2025
65695_rns_2025-01-27_33634b4c-a98c-42e1-8175-2ef34cbced74.pdf
Major Shareholding Notification
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Form 605
Form 605
Corporations Act 2001 Section 671B
Notice of ceasing to be a substantial holder
| To: Company Name/Scheme: | Region Group |
|---|---|
| ACN/ARSN: | Region Re Ltd (ABN 47 158 809 851), Region Management Trust (ARSN 160 612 626),Region Retail Trust (ARSN 160 612 788) |
| 1. Details of substantial holder | |
| Name: | Mitsubishi UFJ Financial Group, Inc. |
| The holder ceased to be a substantial holder on: | 22 January 2025 |
| The previous notice was given to the company on: | 24 January 2025 |
| The previous notice was dated: | 24 January 2025 |
| The holder became aware on: | 24 January 2025 |
2. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Date of change |
Person whose relevant interest changed |
Nature of change | Consideration given in relation to change |
Class and number of securities affected |
Person's votes affected |
|---|---|---|---|---|---|
| See annexure A to this notice |
|||||
| 3. Changes in association The persons who have become associates of, ceased to be associates of, or have changed the nature of their association with, the substantial holder in relation to voting interests in the company or scheme are as follows |
|||||
| Name and ACN/ARSN (if applicable) | Nature of association | ||||
4. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| Mitsubishi UFJ Financial Group, Inc. | 1-4-5, Marunouchi, Chiyoda-ku, Tokyo 100-8330, Japan |
5. Signature
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Authorised signatory
Dated 27 January 2025
Page 1
Annexure A
This is annexure A of 1 page referred to in Form 605, Notice of ceasing to be a substantial holder dated 27 January 2025
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Authorised signatory Dated 27 January 2025
| Date of change | Person whose relevant interest changed |
Nature of change | Consideration given in relation to change |
**Class and number of securities affected ** | Person's votes affected |
|---|---|---|---|---|---|
| 22/01/2025 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by First Sentier Investors Holdings Pty Ltd |
40,137.45 | 18454 Stapled Securities | 18,454 |
| 22/01/2025 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by First Sentier Investors Holdings Pty Ltd |
1,748.36 | 802 Stapled Securities | 802 |
| 22/01/2025 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled byMorgan Stanley |
494.76 | 228 Stapled Securities | 228 |
| 22/01/2025 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled byMorgan Stanley |
5,294.16 | 2,451 Stapled Securities | 2,451 |
| 22/01/2025 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled byMorgan Stanley |
4,248.82 | 1,949 Stapled Securities | 1,949 |
| 22/01/2025 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled byMorgan Stanley |
3,012.38 | 1,385 Stapled Securities | 1,385 |
| 22/01/2025 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled byMorgan Stanley |
5,231.87 | 2,411 Stapled Securities | 2,411 |
| 22/01/2025 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled byMorgan Stanley |
1,445.04 | 669 Stapled Securities | 669 |
| 22/01/2025 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled byMorgan Stanley |
24,738.64 | 11,348 Stapled Securities | 11,348 |
| 22/01/2025 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled byMorgan Stanley |
102,414.22 | 46,979 Stapled Securities | 46,979 |
| 22/01/2025 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled byMorgan Stanley |
1,568.18 | 721 Stapled Securities | 721 |
| 22/01/2025 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled byMorgan Stanley |
4,574.03 | 2,103 Stapled Securities | 2,103 |
| 22/01/2025 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled byMorgan Stanley |
8.68 | 4 Stapled Securities | 4 |
| 22/01/2025 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled byMorgan Stanley |
8.66 | 4 Stapled Securities | 4 |
| 22/01/2025 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled byMorgan Stanley |
2,790.69 | 1,289 Stapled Securities | 1,289 |
| 22/01/2025 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled byMorgan Stanley |
841.73 | 387 Stapled Securities | 387 |
| 22/01/2025 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled byMorgan Stanley |
5,275.27 | 2,431 Stapled Securities | 2,431 |
| 22/01/2025 | Mitsubishi UFJ Financial Group, Inc. | Borrow by an entity controlled by Morgan Stanley- see Annexure B |
N/A | 318,007 Stapled Securities | 318,007 |
| 22/01/2025 | Mitsubishi UFJ Financial Group, Inc. | Collateral Returned by an entity controlled by Morgan Stanley - see Annexure B |
N/A | 338,711 Stapled Securities | 338,711 |
| 22/01/2025 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled byMorgan Stanley |
7,566.78 | 3,471 Stapled Securities | 3,471 |
| 22/01/2025 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled byMorgan Stanley |
9,058.88 | 4,165 Stapled Securities | 4,165 |
| 22/01/2025 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled byMorgan Stanley |
332.78 | 153 Stapled Securities | 153 |
Page 2
Annexure B
This is annexure B of 2 pages referred to in Form 605, Notice of ceasing to be a substantial holder dated 27 January 2025.
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Authorised signatory Dated 27 January 2025
The below schedules are based on the relevant standard agreements. The entity filing the report will, if requested by the company or responsible entity to whom the prescribed form must be given or ASIC, give a copy of the agreement to the company, responsible entity or ASIC.
| Schedule | Schedule |
|---|---|
| Type of Agreement | Global Master Securities LendingAgreement |
| Parties to agreement | Morgan Stanley& Co. Internationalplc and CITIBANK NA |
| Transfer Date | 20250117; |
| Holder of Voting Rights | Borrower |
| Are there any restrictions on voting rights? | ~~Yes/~~ No |
| If yes, detailNot applicable | |
| Scheduled Return Date (if any) | Open |
| Does the borrower have the right to return early? | Ye~~s/No~~ |
| If yes, detailThe Borrower is entitled at any time to terminate a Loan and to redeliver all and any Equivalent Securities due and outstanding to the Lender in accordance with the Lender's instructions. | |
| Does the lender have the right to recall early? | Ye~~s/No~~ |
| If yes, detailThe Lender is entitled to terminate a Loan and to call for the redelivery of all or any Equivalent Securities at any time by giving notice on any Business Day of not less than the standard settlement time for such Equivalent Securities on the exchange or in the clearingorganisation through which the Loaned Securities were originallydelivered. |
|
| Will the securities be returned on settlement? | Ye~~s/No~~ |
| If yes, detail any exceptionsIf the Borrower does not redeliver Equivalent Securities in accordance with the Agreement, the Lender may by written notice to Borrower terminate the Loan forthwith and the Parties' delivery and payment obligations in respect thereof. |
|
| Schedule | |
| Type of Agreement | Global Master Securities LendingAgreement |
| Parties to agreement | Morgan Stanley& Co. Internationalplc and HSBC ETFS PLC‐HSBC FTSE EPRA/NAREIT DEVELOPED UCITS ETF |
| Transfer Date | 20250114;20250115;20250116;20250122; |
| Holder of Voting Rights | Borrower |
| Are there any restrictions on voting rights? | ~~Yes/~~ No |
| If yes, detailNot applicable | |
| Scheduled Return Date (if any) | Open |
| Does the borrower have the right to return early? | Ye~~s/No~~ |
| If yes, detailThe Borrower is entitled at any time to terminate a Loan and to redeliver all and any Equivalent Securities due and outstanding to the Lender in accordance with the Lender's instructions. | |
| Does the lender have the right to recall early? | Ye~~s/No~~ |
| If yes, detailThe Lender is entitled to terminate a Loan and to call for the redelivery of all or any Equivalent Securities at any time by giving notice on any Business Day of not less than the standard settlement time for such Equivalent Securities on the exchange or in the clearingorganisation through which the Loaned Securities were originallydelivered. |
|
| Will the securities be returned on settlement? | Ye~~s/No~~ |
| If yes, detail any exceptionsIf the Borrower does not redeliver Equivalent Securities in accordance with the Agreement, the Lender may by written notice to Borrower terminate the Loan forthwith and the Parties' deliveryandpayment obligations in respect thereof. |
|
| Schedule | |
| Type of Agreement | Global Master Securities LendingAgreement |
| Parties to agreement | Morgan Stanley& Co. Internationalplc and JPMORGAN CHASE BANK,N.A. |
| Transfer Date | 20250115;20250120;20250121;20250122; |
| Holder of Voting Rights | Borrower |
| Are there any restrictions on voting rights? | ~~Yes/~~ No |
| If yes, detailNot applicable | |
| Scheduled Return Date (if any) | Open |
| Does the borrower have the right to return early? | Ye~~s/No~~ |
| If yes, detailThe Borrower is entitled at any time to terminate a Loan and to redeliver all and any Equivalent Securities due and outstanding to the Lender in accordance with the Lender's instructions. | |
| Does the lender have the right to recall early? | Ye~~s/No~~ |
| If yes, detailThe Lender is entitled to terminate a Loan and to call for the redelivery of all or any Equivalent Securities at any time by giving notice on any Business Day of not less than the standard settlement time for such Equivalent Securities on the exchange or in the clearingorganisation through which the Loaned Securities were originallydelivered. |
|
| Will the securities be returned on settlement? | Ye~~s/No~~ |
| If yes, detail any exceptionsIf the Borrower does not redeliver Equivalent Securities in accordance with the Agreement, the Lender may by written notice to Borrower terminate the Loan forthwith and the Parties' deliveryandpayment obligations in respect thereof. |
|
| Schedule | |
| Type of Agreement | International Prime Brokerage Agreement |
| Parties to agreement | Morgan Stanley & Co. International plc for itself and as agent and trustee for and on behalf of the other Morgan Stanley Companies and CHANNEL INVESTMENT MANAGEMENT LIMITED AS RESPONSIBLE ENTITY FOR CC SAGE CAPITAL EQUITY PLUS FUND |
Page 3
Annexure B
| Transfer Date | 20250121; |
|---|---|
| Holder of Voting Rights | Prime broker has the right to vote securities rehypothecated from the Client. |
| Are there any restrictions on voting rights? | ~~Yes/~~ No |
| If yes, detailNot applicable | |
| Scheduled Return Date (if any) | Open |
| Does the borrower have the right to return early? | Ye~~s/No~~ |
| If yes, detailPrime broker may return shares which were rehypothecated from the client at any time. | |
| Does the lender have the right to recall early? | Ye~~s/No~~ |
| If yes, detailPrime broker will be required to return to the client shares rehypothecated from the client's account upon a sale of those shares by the client. | |
| Will the securities be returned on settlement? | Ye~~s/No~~ |
| If yes, detail any exceptionsUpon an Event of Default, the default market value of all Equivalent Securities to be delivered will be determined and on the basis of the amounts so established, an accoun shall be taken of what is due from each party to the other. The amounts due from one party shall be set off against the amounts due from the other party and only the balance of the account shall be payable. |
|
| Schedule | |
| Type of Agreement | International Prime Brokerage Agreement |
| Parties to agreement | Morgan Stanley & Co. International plc for itself and as agent and trustee for and on behalf of the other Morgan Stanley Companies and EQUITY TRUSTEES LIMITED AS TRUSTEE FOR BLACKWATTLE LONG‐SHORT 130/30QUALITY FUND |
| Transfer Date | 20250122; |
| Holder of Voting Rights | Prime broker has the right to vote securities rehypothecated from the Client. |
| Are there any restrictions on voting rights? | ~~Yes/~~ No |
| If yes, detailNot applicable | |
| Scheduled Return Date (if any) | Open |
| Does the borrower have the right to return early? | Ye~~s/No~~ |
| If yes, detailPrime broker may return shares which were rehypothecated from the client at any time. | |
| Does the lender have the right to recall early? | Ye~~s/No~~ |
| If yes, detailPrime broker will be required to return to the client shares rehypothecated from the client's account upon a sale of those shares by the client. | |
| Will the securities be returned on settlement? | Ye~~s/No~~ |
| If yes, detail any exceptionsUpon an Event of Default, the default market value of all Equivalent Securities to be delivered will be determined and on the basis of the amounts so established, an accoun shall be taken of what is due from each party to the other. The amounts due from one party shall be set off against the amounts due from the other party and only the balance of the account shall be payable. |
|
| Schedule | |
| Type of Agreement | International Prime Brokerage Agreement |
| Parties to agreement | Morgan Stanley & Co. International plc for itself and as agent and trustee for and on behalf of the other Morgan Stanley Companies and K2 AUSTRALIAN ABSOLUTE RETURN FUND |
| Transfer Date | 20250122; |
| Holder of Voting Rights | Prime broker has the right to vote securities rehypothecated from the Client. |
| Are there any restrictions on voting rights? | ~~Yes/~~ No |
| If yes, detailNot applicable | |
| Scheduled Return Date (if any) | Open |
| Does the borrower have the right to return early? | Ye~~s/No~~ |
| If yes, detailPrime broker may return shares which were rehypothecated from the client at any time. | |
| Does the lender have the right to recall early? | Ye~~s/No~~ |
| If yes, detailPrime broker will be required to return to the client shares rehypothecated from the client's account upon a sale of those shares by the client. | |
| Will the securities be returned on settlement? | Ye~~s/No~~ |
| If yes, detail any exceptionsUpon an Event of Default, the default market value of all Equivalent Securities to be delivered will be determined and on the basis of the amounts so established, an accoun shall be taken of what is due from each party to the other. The amounts due from one party shall be set off against the amounts due from the other party and only the balance of the account shall be payable. |
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