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REGION GROUP — Major Shareholding Notification 2017
Apr 20, 2017
65695_rns_2017-04-20_5bc445e8-9937-48d3-b367-32fb594ba9bb.pdf
Major Shareholding Notification
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Form 603
Corporations Act 2001 Section 671B
Notice of initial substantial holder
| To Company Name/Scheme | |
|---|---|
| ACN/ARSN | |
1. Details of substantial holder (1)
| Name | ||
|---|---|---|
| ACN/ARSN (if applicable) |
The holder became a substantial holder on / /
19 04 2017
2. Details of voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:
| Class of securities (4) | Number of securities | Person's votes (5) | Voting power (6) |
|---|---|---|---|
3. Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:
| Holder of relevant interest | Nature of relevant interest (7) | Class and number of securities |
|---|---|---|
4. Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
| Holder of relevant interest |
Registered holder of securities |
Person entitled to be registered as holder (8) |
Class and number of securities |
|---|---|---|---|
5. Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:
| Holder of relevant interest |
Date of acquisition | Consideration (9) | Class and number of securities |
|
|---|---|---|---|---|
| Cash Non-cash |
||||
6. Associates
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:
| Name and ACN/ARSN (if applicable) | Nature of association |
|---|---|
7. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
Signature
print name capacity Dennis Ivers Authorised Signatory*
sign here date / / 21 04 2017
DIRECTIONS
- (1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 7 of the form.
- (2) See the definition of "associate" in section 9 of the Corporations Act 2001.
- (3) See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.
- (4) The voting shares of a company constitute one class unless divided into separate classes.
- (5) The total number of votes attached to all the voting shares in the company or voting interests in the scheme (if any) that the person or an associate has a relevant interest in.
- (6) The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.
- (7) Include details of:
- (a) any relevant agreement or other circumstances by which the relevant interest was acquired. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
- (b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
- (8) If the substantial holder is unable to determine the identity of the person ( eg. if the relevant interest arises because of an option) write "unknown".
- (9) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
| 21-Apr-17 | |
|---|---|
| Dennis Ivers, | Date |
| Authorised Signatory |
4. Details of present registered holders
6. Associates
| Holder of Relevant Interests Name and ACN / ARSN (if applicable) |
Nature of Relevant Interest | Registered Holder of Securities |
Person entitled to be registered as holder |
Class and number of Securities |
Person's votes |
Nature of Association |
|
|---|---|---|---|---|---|---|---|
| BlackRock (Netherlands) B.V. |
Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee. |
SSB-SSB NEW YORK INSTITUTIONAL |
Ord | 107,938 | 107,938 | subsidiary of BlackRock Inc. |
|
| BlackRock (Singapore) Limited |
Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee. |
SSB-STATE STREET LONDON |
Ord | 27,471 | 27,471 | subsidiary of BlackRock Inc. |
|
| BlackRock Advisors (UK) Limited |
Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee. |
BNYM-BONY EUROPE - LONDON |
Ord | 1,898,924 | 1,898,924 | subsidiary of BlackRock Inc. |
|
| BlackRock Advisors (UK) Limited |
Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee. |
JPM-JPM CHASE - LONDON |
Ord | 959,593 | 959,593 | subsidiary of BlackRock Inc. |
|
| BlackRock Advisors (UK) Limited |
Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee. |
SSB-STATE STREET DUBLIN |
Ord | 2,544,591 | 2,544,591 | subsidiary of BlackRock Inc. |
|
| BlackRock Advisors (UK) Limited |
Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee. |
STATE STREET BANK, MUNICH, ZURICH BRANCH |
Ord | 73,627 | 73,627 | subsidiary of BlackRock Inc. |
|
| BlackRock Advisors, LLC | Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee. |
SSB-STATE STREET MUTUAL FUNDS - BOSTON |
Ord | 591,061 | 591,061 | subsidiary of BlackRock Inc. |
|
| BlackRock Asset Management Canada Limited |
Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee. |
NT-NORTHERN TRUST CO. - CHICAGO |
Ord | 52,898 | 52,898 | subsidiary of BlackRock Inc. |
|
| BlackRock Asset Management Canada Limited |
Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee. |
SSB-STATE STREET SACRAMENTO |
Ord | 928,914 | 928,914 | subsidiary of BlackRock Inc. |
| Holder of Relevant | |||||||
|---|---|---|---|---|---|---|---|
| Interests Name and ACN / ARSN (if applicable) |
Nature of Relevant Interest | Registered Holder of Securities |
Person entitled to be registered as holder |
Class and number of Securities |
Person's votes |
Nature of Association |
|
| BlackRock Asset Management North Asia Limited |
Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee. |
HSBC-HSBC, HONG KONG |
Ord | 33,598 | 33,598 | subsidiary of BlackRock Inc. |
|
| BlackRock Financial Management, Inc. |
Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee. |
BNYM-THE BANK OF NEW YORK |
Ord | 95,762 | 95,762 | subsidiary of BlackRock Inc. |
|
| BlackRock Fund Advisors | Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee. |
SSB-STATE STREET BANK, BOSTON |
Ord | 399,497 | 399,497 | subsidiary of BlackRock Inc. |
|
| BlackRock Fund Advisors | Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee. |
SSB-STATE STREET SACRAMENTO |
Ord | 4,526,835 | 4,526,835 | subsidiary of BlackRock Inc. |
|
| BlackRock Institutional Trust Company, National Association |
Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee. |
BNYM-THE BANK OF NEW YORK |
Ord | 135,674 | 135,674 | subsidiary of BlackRock Inc. |
|
| BlackRock Institutional Trust Company, National Association |
Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee. |
JPM-JP MORGAN CHASE - NEW YORK |
Ord | 126,329 | 126,329 | subsidiary of BlackRock Inc. |
|
| BlackRock Institutional Trust Company, National Association |
Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee. |
NT-NORTHERN TRUST CO. - CHICAGO |
Ord | 9,966 | 9,966 | subsidiary of BlackRock Inc. |
|
| BlackRock Institutional Trust Company, National Association |
Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee. |
SSB-SSB BOSTON INSTITUTIONAL |
Ord | 129,004 | 129,004 | subsidiary of BlackRock Inc. |
|
| BlackRock Institutional Trust Company, National Association |
Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee. |
SSB-SSB NEW YORK INSTITUTIONAL |
Ord | 1,431,550 | 1,431,550 | subsidiary of BlackRock Inc. |
|
| BlackRock Institutional Trust Company, National Association |
Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee. |
SSB-STATE STREET BANK, BOSTON |
Ord | 96,616 | 96,616 | subsidiary of BlackRock Inc. |
|
| BlackRock Institutional Trust Company, National Association |
Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee. |
SSB-STATE STREET SACRAMENTO |
Ord | 11,079,632 | 11,079,632 | subsidiary of BlackRock Inc. |
|
| BlackRock Investment Management (Australia) Limited |
Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee. |
CITI-CITIBANK, HONG KONG |
Ord | 70,374 | 70,374 | subsidiary of BlackRock Inc. |
|
| BlackRock Investment Management (Australia) Limited |
Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee. |
NAB-NATIONAL AUSTRALIA BANK LIMITED - MELBOURNE |
Ord | 1,579,626 | 1,579,626 | subsidiary of BlackRock Inc. |
| Holder of Relevant | |||||||
|---|---|---|---|---|---|---|---|
| Interests Name and ACN / ARSN (if applicable) |
Nature of Relevant Interest | Registered Holder of Securities |
Person entitled to be registered as holder |
Class and number of Securities |
Person's votes |
Nature of Association |
|
| BlackRock Investment Management (Australia) Limited |
Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee. |
Northern Trust Singapore | Ord | 515,921 | 515,921 | subsidiary of BlackRock Inc. |
|
| BlackRock Investment Management (UK) Limited |
Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee. |
BNYM-BANK OF NY BRUS | Ord | 227,304 | 227,304 | subsidiary of BlackRock Inc. |
|
| BlackRock Investment Management (UK) Limited |
Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee. |
BNYM-BONY EUROPE - LONDON |
Ord | 1,462,096 | 1,462,096 | subsidiary of BlackRock Inc. |
|
| BlackRock Investment Management (UK) Limited |
Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee. |
CITI-CITIBANK INTERNATIONAL PLC (LUXEMBOURG BRANCH |
Ord | 37,162 | 37,162 | subsidiary of BlackRock Inc. |
|
| BlackRock Investment Management (UK) Limited |
Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee. |
KAS-KAS BANK - AMSTERDAM |
Ord | 429,289 | 429,289 | subsidiary of BlackRock Inc. |
|
| BlackRock Investment Management (UK) Limited |
Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee. |
SSB-STATE STREET LONDON |
Ord | 11,666 | 11,666 | subsidiary of BlackRock Inc. |
|
| BlackRock Investment Management, LLC |
Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee. |
BNYM-THE BANK OF NEW YORK |
Ord | 156,389 | 156,389 | subsidiary of BlackRock Inc. |
|
| BlackRock Investment Management, LLC |
Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee. |
JPM-JP MORGAN CHASE - NEW YORK |
Ord | 15,034 | 15,034 | subsidiary of BlackRock Inc. |
|
| BlackRock Japan Co., Ltd. | Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee. |
JPM-JP MORGAN CHASE - NEW YORK |
Ord | 21,833 | 21,833 | subsidiary of BlackRock Inc. |
|
| BlackRock Life Limited | Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee. |
BNYM-BONY EUROPE - LONDON |
Ord | 23,825 | 23,825 | subsidiary of BlackRock Inc. |
|
| BlackRock Investment Management (Australia) Limited |
Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities held in its capacity as investment manager. |
NAB-NATIONAL AUSTRALIA BANK LIMITED - MELBOURNE |
Ord | 482,063 | 482,063 | subsidiary of BlackRock Inc. |
|
| BlackRock Investment Management (Australia) Limited |
Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities held in its capacity as responsible entity. |
JPM-JPM CHASE - SYDNEY |
Ord | 6,861,229 | 6,861,229 | subsidiary of BlackRock Inc. |
This is Annexure B of 4 pages referred to in form 603 Notice of initial substantial shareholder
21-Apr-17 Date
Dennis Ivers, Authorised Signatory
5. Consideration
| SHOPPING CENTRES AUSTRALASIA PROPERTY GROUP (SCP) | |||||||||
|---|---|---|---|---|---|---|---|---|---|
| Consideration | Person's | ||||||||
| Holder of Relevant Interest | Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash | Non-cash | CCY | Class and number of securities affected |
votes affected |
|||
| BlackRock Investment Management (Australia) Limited |
20-Dec-16 | yes | 2.20 | on mkt buy | AUD | Ord | 24,347 | 24,347 | |
| BlackRock Institutional Trust Company, National | 20-Dec-16 | yes | 2.20 | on mkt buy | AUD | Ord | 12,095 | 12,095 | |
| Association BlackRock Fund Advisors |
20-Dec-16 | no | n/a | in specie | AUD | Ord | 12,896 | 12,896 | |
| BlackRock Institutional Trust Company, National | 20-Dec-16 | no | n/a | in specie | AUD | Ord | 62,200 | 62,200 | |
| Association | |||||||||
| BlackRock Investment Management (Australia) Limited |
21-Dec-16 | yes | 2.21 | on mkt buy | AUD | Ord | 32,991 | 32,991 | |
| BlackRock Institutional Trust Company, National Association |
23-Dec-16 | no | n/a | in specie | AUD | Ord | 150,616 | 150,616 | |
| BlackRock Fund Advisors | 28-Dec-16 | yes | 2.26 | on mkt buy | AUD | Ord | 55,099 | 55,099 | |
| BlackRock Advisors, LLC | 28-Dec-16 | yes | 2.26 | on mkt buy | AUD | Ord | 34,893 | 34,893 | |
| BlackRock Fund Advisors | 28-Dec-16 | no | n/a | in specie | AUD | Ord | 3,078 | 3,078 | |
| BlackRock Advisors (UK) Limited | 29-Dec-16 | yes | 2.19 | on mkt buy | AUD | Ord | 2,933 | 2,933 | |
| BlackRock Fund Advisors | 29-Dec-16 | no | n/a | in specie | AUD | Ord | 6,580 | 6,580 | |
| BlackRock Fund Advisors | 29-Dec-16 | no | n/a | in specie | AUD | Ord | 3,368 | 3,368 | |
| BlackRock Institutional Trust Company, National | 30-Dec-16 | yes | 2.20 | on mkt buy | AUD | Ord | 4,584 | 4,584 | |
| Association BlackRock Institutional Trust Company, National |
30-Dec-16 | yes | 2.20 | on mkt buy | AUD | Ord | 1,356 | 1,356 | |
| Association | |||||||||
| BlackRock Institutional Trust Company, National Association |
30-Dec-16 | yes | 2.20 | on mkt buy | AUD | Ord | 3,680 | 3,680 | |
| BlackRock Institutional Trust Company, National Association |
30-Dec-16 | yes | 2.21 | on mkt buy | AUD | Ord | 213,507 | 213,507 | |
| BlackRock Institutional Trust Company, National Association |
30-Dec-16 | yes | 2.21 | on mkt buy | AUD | Ord | 63,138 | 63,138 | |
| BlackRock Institutional Trust Company, National Association |
30-Dec-16 | yes | 2.21 | on mkt buy | AUD | Ord | 171,386 | 171,386 | |
| BlackRock Fund Advisors | 03-Jan-17 | no | n/a | in specie | AUD | Ord | 3,368 | 3,368 | |
| BlackRock Fund Advisors | 03-Jan-17 | no | n/a | in specie | AUD | Ord | 9,558 | 9,558 | |
| BlackRock Advisors (UK) Limited | 04-Jan-17 | yes | 2.19 | on mkt buy | AUD | Ord | 8,826 | 8,826 | |
| BlackRock Fund Advisors | 04-Jan-17 | yes | 2.19 | on mkt buy | AUD | Ord | 48,303 | 48,303 | |
| BlackRock Fund Advisors | 04-Jan-17 | no | n/a | in specie | AUD | Ord | 6,580 | 6,580 | |
| BlackRock Fund Advisors | 04-Jan-17 | no | n/a | in specie | AUD | Ord | 12,744 | 12,744 | |
| BlackRock Investment Management (UK) Limited |
05-Jan-17 | yes | 2.19 | on mkt buy | AUD | Ord | 88,708 | 88,708 | |
| BlackRock Advisors, LLC | 05-Jan-17 | yes | 2.19 | on mkt buy | AUD | Ord | 17,284 | 17,284 | |
| BlackRock Fund Advisors | 05-Jan-17 | no | n/a | in specie | AUD | Ord | 3,160 | 3,160 | |
| BlackRock Fund Advisors | 05-Jan-17 | no | n/a | in specie | AUD | Ord | 7,896 | 7,896 | |
| BlackRock Fund Advisors | 05-Jan-17 | no | n/a | in specie | AUD | Ord | 9,212 | 9,212 | |
| BlackRock Advisors (UK) Limited | 10-Jan-17 | yes | 2.22 | on mkt buy | AUD | Ord | 2,946 | 2,946 | |
| BlackRock Fund Advisors | 10-Jan-17 | no | n/a | in specie | AUD | Ord | 7,632 | 7,632 | |
| BlackRock Advisors (UK) Limited | 11-Jan-17 | yes | 2.21 | on mkt buy | AUD | Ord | 2,935 | 2,935 | |
| BlackRock Advisors (UK) Limited | 11-Jan-17 | yes | 2.20 | on mkt buy | AUD | Ord | 2,935 | 2,935 | |
| BlackRock Fund Advisors | 11-Jan-17 | no | n/a | in specie | AUD | Ord | 8,554 | 8,554 | |
| BlackRock Fund Advisors | 11-Jan-17 | no | n/a | in specie | AUD | Ord | 40,416 | 40,416 | |
| BlackRock Fund Advisors | 12-Jan-17 | no | n/a | in specie | AUD | Ord | 6,580 | 6,580 | |
| BlackRock Fund Advisors | 13-Jan-17 | no | n/a | in specie | AUD | Ord | 9,870 | 9,870 | |
| BlackRock Institutional Trust Company, National Association |
13-Jan-17 | no | n/a | in specie | AUD | Ord | 16,966 | 16,966 | |
| BlackRock Advisors (UK) Limited | 17-Jan-17 | yes | 2.18 | on mkt buy | AUD | Ord | 5,872 | 5,872 | |
| BlackRock Advisors (UK) Limited | 17-Jan-17 | yes | 2.18 | on mkt buy | AUD | Ord | 2,936 | 2,936 | |
| BlackRock Fund Advisors | 18-Jan-17 | no | n/a | in specie | AUD | Ord | 9,870 | 9,870 | |
| BlackRock Fund Advisors | 18-Jan-17 | no | n/a | in specie | AUD | Ord | 3,368 | 3,368 | |
| BlackRock Advisors (UK) Limited | 19-Jan-17 | yes | 2.16 | on mkt buy | AUD | Ord | 2,934 | 2,934 | |
| BlackRock Advisors (UK) Limited | 19-Jan-17 | yes | 2.16 | on mkt buy | AUD | Ord | 5,868 | 5,868 | |
| BlackRock Fund Advisors | 19-Jan-17 | no | n/a | in specie | AUD | Ord | 2,526 | 2,526 | |
| BlackRock Fund Advisors | 19-Jan-17 | no | n/a | in specie | AUD | Ord | 2,526 | 2,526 | |
| BlackRock Japan Co., Ltd. | 20-Jan-17 | yes | 2.18 | on mkt buy | AUD | Ord | 1,057 | 1,057 | |
| BlackRock Advisors (UK) Limited | 20-Jan-17 | yes | 2.17 | on mkt buy | AUD | Ord | 2,935 | 2,935 | |
| BlackRock Fund Advisors | 23-Jan-17 | no | n/a | in specie | AUD | Ord | 11,844 | 11,844 | |
| BlackRock Fund Advisors | 23-Jan-17 | no | n/a | in specie | AUD | Ord | 13,818 | 13,818 |
| Consideration | Person's | ||||||||
|---|---|---|---|---|---|---|---|---|---|
| Holder of Relevant Interest | Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash | Non-cash | CCY | Class and number of securities affected |
votes affected |
|||
| BlackRock Fund Advisors | 23-Jan-17 | no | n/a | in specie | AUD | Ord | 6,580 | 6,580 | |
| BlackRock Fund Advisors | 24-Jan-17 | no | n/a | in specie | AUD | Ord | 4,740 | 4,740 | |
| BlackRock Fund Advisors | 24-Jan-17 | no | n/a | in specie | AUD | Ord | 5,922 | 5,922 | |
| BlackRock Fund Advisors | 24-Jan-17 | no | n/a | in specie | AUD | Ord | 7,896 | 7,896 | |
| BlackRock Fund Advisors | 24-Jan-17 | no | n/a | in specie | AUD | Ord | 2,526 | 2,526 | |
| BlackRock Fund Advisors | 24-Jan-17 | no | n/a | in specie | AUD | Ord | 3,186 | 3,186 | |
| BlackRock Fund Advisors | 25-Jan-17 | no | n/a | in specie | AUD | Ord | 1,975 | 1,975 | |
| BlackRock Fund Advisors | 26-Jan-17 | no | n/a | in specie | AUD | Ord | 1,684 | 1,684 | |
| BlackRock Fund Advisors | 26-Jan-17 | no | n/a | in specie | AUD | Ord | 3,368 | 3,368 | |
| BlackRock Advisors (UK) Limited | 27-Jan-17 | yes | 2.23 | on mkt buy | AUD | Ord | 6,166 | 6,166 | |
| BlackRock Institutional Trust Company, National Association |
30-Jan-17 | yes | 2.18 | on mkt buy | AUD | Ord | 13,342 | 13,342 | |
| BlackRock Investment Management (Australia) Limited |
31-Jan-17 | yes | 2.17 | on mkt buy | AUD | Ord | 3,463 | 3,463 | |
| BlackRock Institutional Trust Company, National Association |
31-Jan-17 | yes | 2.17 | on mkt buy | AUD | Ord | 28,980 | 28,980 | |
| BlackRock Investment Management (Australia) Limited |
01-Feb-17 | yes | 2.18 | on mkt buy | AUD | Ord | 173,675 | 173,675 | |
| BlackRock Fund Advisors | 01-Feb-17 | no | n/a | in specie | AUD | Ord | 5,264 | 5,264 | |
| BlackRock Fund Advisors | 01-Feb-17 | no | n/a | in specie | AUD | Ord | 15,895 | 15,895 | |
| BlackRock Fund Advisors | 02-Feb-17 | no | n/a | in specie | AUD | Ord | 10,665 | 10,665 | |
| BlackRock Japan Co., Ltd. | 03-Feb-17 | yes | 2.19 | on mkt buy | AUD | Ord | 2,278 | 2,278 | |
| BlackRock Investment Management (Australia) | 03-Feb-17 | yes | 2.19 | on mkt buy | AUD | Ord | 31,943 | 31,943 | |
| Limited | |||||||||
| BlackRock Fund Advisors | 03-Feb-17 | no | n/a | in specie | AUD | Ord | 5,925 | 5,925 | |
| BlackRock Advisors (UK) Limited BlackRock Investment Management (Australia) Limited |
06-Feb-17 07-Feb-17 |
yes yes |
2.18 2.24 |
on mkt buy on mkt buy |
AUD AUD |
Ord Ord |
2,934 24,744 |
2,934 24,744 |
|
| BlackRock Fund Advisors | 07-Feb-17 | no | n/a | in specie | AUD | Ord | 4,606 | 4,606 | |
| BlackRock Fund Advisors | 07-Feb-17 | no | n/a | in specie | AUD | Ord | 8,554 | 8,554 | |
| BlackRock Fund Advisors | 07-Feb-17 | no | n/a | in specie | AUD | Ord | 4,606 | 4,606 | |
| BlackRock Fund Advisors | 09-Feb-17 | no | n/a | in specie | AUD | Ord | 5,925 | 5,925 | |
| BlackRock Fund Advisors | 13-Feb-17 | no | n/a | in specie | AUD | Ord | 3,368 | 3,368 | |
| BlackRock Fund Advisors | 14-Feb-17 | no | n/a | in specie | AUD | Ord | 25,488 | 25,488 | |
| BlackRock Advisors (UK) Limited | 15-Feb-17 | yes | 2.22 | on mkt buy | AUD | Ord | 2,919 | 2,919 | |
| BlackRock Fund Advisors | 15-Feb-17 | no | n/a | in specie | AUD | Ord | 3,368 | 3,368 | |
| BlackRock Fund Advisors | 15-Feb-17 | no | n/a | in specie | AUD | Ord | 22,302 | 22,302 | |
| BlackRock Advisors (UK) Limited | 16-Feb-17 | yes | 2.20 | on mkt buy | AUD | Ord | 2,920 | 2,920 | |
| BlackRock Fund Advisors | 16-Feb-17 | no | n/a | in specie | AUD | Ord | 31,790 | 31,790 | |
| BlackRock Fund Advisors | 17-Feb-17 | no | n/a | in specie | AUD | Ord | 4,027 | 4,027 | |
| BlackRock Fund Advisors | 17-Feb-17 | no | n/a | in specie | AUD | Ord | 15,930 | 15,930 | |
| BlackRock Advisors (UK) Limited | 21-Feb-17 | yes | 2.21 | on mkt buy | AUD | Ord | 2,920 | 2,920 | |
| BlackRock Investment Management, LLC | 21-Feb-17 | yes | 2.21 | on mkt buy | AUD | Ord | 35,159 | 35,159 | |
| BlackRock Fund Advisors | 22-Feb-17 | no | n/a | in specie | AUD | Ord | 4,027 | 4,027 | |
| BlackRock Advisors (UK) Limited | 24-Feb-17 | yes | 2.21 | on mkt buy | AUD | Ord | 12,342 | 12,342 | |
| BlackRock Fund Advisors | 24-Feb-17 | no | n/a | in specie | AUD | Ord | 5,052 | 5,052 | |
| BlackRock Advisors (UK) Limited | 27-Feb-17 | yes | 2.22 | on mkt buy | AUD | Ord | 5,840 | 5,840 | |
| BlackRock Advisors (UK) Limited | 27-Feb-17 | yes | 2.22 | on mkt buy | AUD | Ord | 77,925 | 77,925 | |
| BlackRock Fund Advisors BlackRock Investment Management (Australia) |
27-Feb-17 28-Feb-17 |
no yes |
n/a | 2.23 | in specie on mkt buy |
AUD AUD |
Ord Ord |
31,790 101,953 |
31,790 101,953 |
| Limited BlackRock Fund Advisors |
28-Feb-17 | no | n/a | in specie | AUD | Ord | 3,368 | 3,368 | |
| BlackRock Fund Advisors | 28-Feb-17 | no | n/a | in specie | AUD | Ord | 9,558 | 9,558 | |
| BlackRock Financial Management, Inc. | 28-Feb-17 | no | n/a | in specie | AUD | Ord | 66,428 | 66,428 | |
| BlackRock Advisors (UK) Limited | 01-Mar-17 | yes | 2.23 | on mkt buy | AUD | Ord | 2,921 | 2,921 | |
| BlackRock Fund Advisors | 01-Mar-17 | no | n/a | in specie | AUD | Ord | 42,112 | 42,112 | |
| BlackRock Advisors (UK) Limited | 02-Mar-17 | yes | 2.22 | on mkt buy | AUD | Ord | 6,171 | 6,171 | |
| BlackRock Advisors (UK) Limited | 02-Mar-17 | yes | 2.22 | on mkt buy | AUD | Ord | 2,921 | 2,921 | |
| BlackRock Investment Management (Australia) Limited |
02-Mar-17 | yes | 2.22 | on mkt buy | AUD | Ord | 6,568 | 6,568 | |
| BlackRock Fund Advisors | 02-Mar-17 | no | n/a | in specie | AUD | Ord | 3,160 | 3,160 | |
| BlackRock Fund Advisors | 02-Mar-17 | no | n/a | in specie | AUD | Ord | 11,850 | 11,850 | |
| BlackRock Fund Advisors | 02-Mar-17 | no | n/a | in specie | AUD | Ord | 2,632 | 2,632 | |
| BlackRock Fund Advisors | 02-Mar-17 | no | n/a | in specie | AUD | Ord | 9,870 | 9,870 | |
| BlackRock Advisors, LLC | 03-Mar-17 | yes | 2.22 | on mkt buy | AUD | Ord | 28,750 | 28,750 | |
| BlackRock Investment Management (Australia) Limited |
03-Mar-17 | yes | 2.22 | on mkt buy | AUD | Ord | 55,521 | 55,521 | |
| BlackRock Fund Advisors | 03-Mar-17 | no | n/a | in specie | AUD | Ord | 7,896 | 7,896 | |
| BlackRock Fund Advisors | 06-Mar-17 | no | n/a | in specie | AUD | Ord | 3,368 | 3,368 | |
| BlackRock Fund Advisors | 06-Mar-17 | no | n/a | in specie | AUD | Ord | 842 | 842 | |
| BlackRock Fund Advisors | 06-Mar-17 | no | n/a | in specie | AUD | Ord | 25,432 | 25,432 | |
| BlackRock Fund Advisors | 06-Mar-17 | no | n/a | in specie | AUD | Ord | 3,950 | 3,950 | |
| BlackRock Advisors (UK) Limited | 07-Mar-17 | yes | 2.20 | on mkt buy | AUD | Ord | 2,922 | 2,922 | |
| BlackRock Advisors (UK) Limited | 07-Mar-17 | yes | 2.20 | on mkt buy | AUD | Ord | 2,922 | 2,922 | |
| BlackRock Institutional Trust Company, National Association |
07-Mar-17 | yes | 2.20 | on mkt buy | AUD | Ord | 75,848 | 75,848 |
| Consideration | Person's | |||||||||
|---|---|---|---|---|---|---|---|---|---|---|
| Holder of Relevant Interest | Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash | Non-cash | CCY | Class and number of securities affected |
votes affected |
||||
| BlackRock Fund Advisors | 07-Mar-17 | no | n/a | in specie | AUD | Ord | 15,930 | 15,930 | ||
| BlackRock Investment Management (Australia) Limited |
08-Mar-17 | yes | 2.19 | on mkt buy | AUD | Ord | 30,441 | 30,441 | ||
| BlackRock Fund Advisors | 08-Mar-17 | no | n/a | in specie | AUD | Ord | 9,870 | 9,870 | ||
| BlackRock Fund Advisors | 08-Mar-17 | no | n/a | in specie | AUD | Ord | 3,290 | 3,290 | ||
| BlackRock Fund Advisors | 08-Mar-17 | no | n/a | in specie | AUD | Ord | 12,744 | 12,744 | ||
| BlackRock Advisors (UK) Limited | 09-Mar-17 | yes | 2.18 | on mkt buy | AUD | Ord | 2,923 | 2,923 | ||
| BlackRock Fund Advisors | 09-Mar-17 | no | n/a | in specie | AUD | Ord | 6,580 | 6,580 | ||
| BlackRock Advisors (UK) Limited | 10-Mar-17 | yes | 2.17 | on mkt buy | AUD | Ord | 5,848 | 5,848 | ||
| BlackRock Investment Management (Australia) Limited |
10-Mar-17 | no | n/a | in specie | AUD | Ord | 142,760 | 142,760 | ||
| BlackRock Fund Advisors | 10-Mar-17 | no | n/a | in specie | AUD | Ord | 4,027 | 4,027 | ||
| BlackRock Fund Advisors | 10-Mar-17 | no | n/a | in specie | AUD | Ord | 3,368 | 3,368 | ||
| BlackRock Investment Management (Australia) Limited |
13-Mar-17 | no | n/a | in specie | AUD | Ord | 401,091 | 401,091 | ||
| BlackRock Investment Management (Australia) Limited |
13-Mar-17 | no | n/a | in specie | AUD | Ord | 958,555 | 958,555 | ||
| BlackRock Advisors (UK) Limited | 14-Mar-17 | yes | 2.17 | on mkt buy | AUD | Ord | 5,852 | 5,852 | ||
| BlackRock Advisors (UK) Limited | 15-Mar-17 | yes | 2.18 | on mkt buy | AUD | Ord | 2,929 | 2,929 | ||
| BlackRock Fund Advisors | 15-Mar-17 | no | n/a | in specie | AUD | Ord | 25,432 | 25,432 | ||
| BlackRock Advisors (UK) Limited | 16-Mar-17 | yes | 2.17 | on mkt buy | AUD | Ord | 6,186 | 6,186 | ||
| BlackRock Asset Management Canada Limited | 17-Mar-17 | yes | 2.22 | on mkt buy | AUD | Ord | 56,239 | 56,239 | ||
| BlackRock Institutional Trust Company, National Association |
17-Mar-17 | yes | 2.22 | on mkt buy | AUD | Ord | 28,925 | 28,925 | ||
| BlackRock Advisors (UK) Limited | 17-Mar-17 | yes | 2.22 | on mkt buy | AUD | Ord | 13,087 | 13,087 | ||
| BlackRock Advisors, LLC | 17-Mar-17 | yes | 2.22 | on mkt buy | AUD | Ord | 29,486 | 29,486 | ||
| BlackRock Institutional Trust Company, National Association |
17-Mar-17 | yes | 2.22 | on mkt buy | AUD | Ord | 8,074 | 8,074 | ||
| BlackRock Fund Advisors | 17-Mar-17 | no | n/a | in specie | AUD | Ord | 4,210 | 4,210 | ||
| BlackRock Investment Management (Australia) Limited |
21-Mar-17 | yes | 2.19 | on mkt buy | AUD | Ord | 33,190 | 33,190 | ||
| BlackRock Fund Advisors | 21-Mar-17 | no | n/a | in specie | AUD | Ord | 3,368 | 3,368 | ||
| BlackRock Fund Advisors | 21-Mar-17 | no | n/a | in specie | AUD | Ord | 842 | 842 | ||
| BlackRock Investment Management (Australia) Limited |
22-Mar-17 | yes | 2.22 | on mkt buy | AUD | Ord | 35,779 | 35,779 | ||
| BlackRock Institutional Trust Company, National Association |
22-Mar-17 | yes | 2.22 | on mkt buy | AUD | Ord | 334,595 | 334,595 | ||
| BlackRock Advisors (UK) Limited | 22-Mar-17 | yes | 2.22 | on mkt buy | AUD | Ord | 29,260 | 29,260 | ||
| BlackRock Advisors (UK) Limited | 22-Mar-17 | yes | 2.22 | on mkt buy | AUD | Ord | 29,260 | 29,260 | ||
| BlackRock Fund Advisors | 23-Mar-17 | no | n/a | in specie | AUD | Ord | 3,368 | 3,368 | ||
| BlackRock Investment Management (UK) Limited |
27-Mar-17 | yes | 2.23 | on mkt buy | AUD | Ord | 110,246 | 110,246 | ||
| BlackRock Investment Management (UK) Limited |
28-Mar-17 | yes | 2.24 | on mkt buy | AUD | Ord | 117,058 | 117,058 | ||
| BlackRock Investment Management (Australia) | 28-Mar-17 | yes | 2.24 | on mkt buy | AUD | Ord | 24,570 | 24,570 | ||
| Limited BlackRock Investment Management (UK) |
29-Mar-17 | yes | 2.27 | on mkt buy | AUD | Ord | 150,574 | 150,574 | ||
| Limited | ||||||||||
| BlackRock Advisors (UK) Limited | 29-Mar-17 | yes | 2.27 | on mkt buy | AUD | Ord | 8,781 | 8,781 | ||
| BlackRock Investment Management (Australia) Limited |
30-Mar-17 | yes | 2.28 | on mkt buy | AUD | Ord | 12,315 | 12,315 | ||
| BlackRock Advisors (UK) Limited | 31-Mar-17 | yes | 2.26 | on mkt buy | AUD | Ord | 78,142 | 78,142 | ||
| BlackRock Institutional Trust Company, National Association |
31-Mar-17 | yes | 2.26 | on mkt buy | AUD | Ord | 202,068 | 202,068 | ||
| BlackRock Institutional Trust Company, National Association |
31-Mar-17 | yes | 2.26 | on mkt buy | AUD | Ord | 400,228 | 400,228 | ||
| BlackRock Institutional Trust Company, National Association |
31-Mar-17 | no | n/a | in specie | AUD | Ord | 17,855 | 17,855 | ||
| BlackRock Investment Management (Australia) Limited |
03-Apr-17 | yes | 2.26 | on mkt buy | AUD | Ord | 12,315 | 12,315 | ||
| BlackRock Advisors, LLC | 03-Apr-17 | yes | 2.26 | on mkt buy | AUD | Ord | 17,572 | 17,572 | ||
| BlackRock Fund Advisors | 03-Apr-17 | no | n/a | in specie | AUD | Ord | 4,210 | 4,210 | ||
| BlackRock Advisors (UK) Limited | 05-Apr-17 | yes | 2.27 | on mkt buy | AUD | Ord | 2,926 | 2,926 | ||
| BlackRock Fund Advisors | 05-Apr-17 | no | n/a | in specie | AUD | Ord | 9,540 | 9,540 | ||
| BlackRock Advisors (UK) Limited | 05-Apr-17 | yes | 2.28 | on mkt buy | AUD | Ord | 6,272 | 6,272 | ||
| BlackRock Fund Advisors | 05-Apr-17 | no | n/a | in specie | AUD | Ord | 12,630 | 12,630 | ||
| BlackRock Advisors (UK) Limited | 06-Apr-17 | yes | 2.28 | on mkt buy | AUD | Ord | 2,926 | 2,926 | ||
| BlackRock Fund Advisors | 07-Apr-17 | yes | 2.29 | on mkt buy | AUD | Ord | 29,337 | 29,337 | ||
| BlackRock Advisors, LLC | 07-Apr-17 | yes | 2.29 | on mkt buy | AUD | Ord | 31,127 | 31,127 | ||
| BlackRock Fund Advisors BlackRock Investment Management (UK) |
07-Apr-17 11-Apr-17 |
no yes |
n/a | 2.31 | in specie on mkt buy |
AUD AUD |
Ord Ord |
4,210 11,666 |
4,210 11,666 |
|
| Limited | ||||||||||
| BlackRock Advisors (UK) Limited | 11-Apr-17 | yes | 2.31 | on mkt buy | AUD | Ord | 2,925 | 2,925 | ||
| BlackRock Fund Advisors | 11-Apr-17 | yes | 2.31 | on mkt buy | AUD | Ord | 43,613 | 43,613 | ||
| BlackRock Fund Advisors | 11-Apr-17 | no | n/a | in specie | AUD | Ord | 3,190 | 3,190 |
| Date of Acquisition / Trans on a prescribed fin'l mkt |
Consideration | Person's | ||||||
|---|---|---|---|---|---|---|---|---|
| Holder of Relevant Interest | Cash | Non-cash | CCY | Class and number of securities affected |
||||
| BlackRock Fund Advisors | 12-Apr-17 | no | n/a | in specie | AUD | Ord | 2,636 | 2,636 |
| BlackRock Fund Advisors | 12-Apr-17 | no | n/a | in specie | AUD | Ord | 32,950 | 32,950 |
| BlackRock Fund Advisors | 12-Apr-17 | no | n/a | in specie | AUD | Ord | 3,954 | 3,954 |
| BlackRock Fund Advisors | 12-Apr-17 | no | n/a | in specie | AUD | Ord | 1,684 | 1,684 |
| BlackRock Investment Management (Australia) Limited |
13-Apr-17 | yes | 2.34 | on mkt buy | AUD | Ord | 9,840 | 9,840 |
| BlackRock Investment Management (Australia) Limited |
13-Apr-17 | yes | 2.34 | on mkt buy | AUD | Ord | 2,460 | 2,460 |
| BlackRock Advisors (UK) Limited | 13-Apr-17 | yes | 2.34 | on mkt buy | AUD | Ord | 2,925 | 2,925 |
| BlackRock Fund Advisors | 13-Apr-17 | no | n/a | in specie | AUD | Ord | 16,450 | 16,450 |
| BlackRock Investment Management (Australia) Limited |
18-Apr-17 | yes | 2.33 | on mkt buy | AUD | Ord | 9,840 | 9,840 |
| BlackRock Fund Advisors | 18-Apr-17 | no | n/a | in specie | AUD | Ord | 15,930 | 15,930 |
| BlackRock Fund Advisors | 18-Apr-17 | no | n/a | in specie | AUD | Ord | 7,632 | 7,632 |
| BlackRock Life Limited | 18-Apr-17 | no | n/a | in specie | AUD | Ord | 23,825 | 23,825 |
| BlackRock Advisors (UK) Limited | 18-Apr-17 | no | n/a | in specie | AUD | Ord | 56,165 | 56,165 |
| BlackRock Advisors (UK) Limited | 19-Apr-17 | yes | 2.29 | on mkt buy | AUD | Ord | 2,925 | 2,925 |
| BlackRock Investment Management (UK) Limited |
19-Apr-17 | no | n/a | in specie | AUD | Ord | 216,926 | 216,926 |
| BlackRock Fund Advisors | 19-Apr-17 | no | n/a | in specie | AUD | Ord | 7,896 | 7,896 |
This is Annexure C of 1 pages referred to in form 603 Notice of initial substantial shareholder
| 21-Apr-17 | |
|---|---|
| Dennis Ivers, | Date |
| Authorised Signatory |
7. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| BlackRock Group | |
| BlackRock Inc. | 55 East 52nd Street New York NY 10055 USA |
| BlackRock (Netherlands) B.V. | Rembrandt Tower, 17th floor Amstelplein Amsterdam Netherlands |
| BlackRock (Singapore) Limited | 20 Anson Road #18-01 079912 Singapore |
| BlackRock Advisors (UK) Limited | 12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom |
| BlackRock Advisors, LLC | 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, United States |
| BlackRock Asset Management Canada Limited | 161 Bay Street, Suite 2500 Toronto, Ontario M5J 2S1 Canada |
| BlackRock Asset Management North Asia Limited | 15/F, 16/F, 17/F Citibank Tower & 17/F ICBC Tower, 3 Garden Road, Central, Hong Kong |
| BlackRock Financial Management, Inc. | 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, United States |
| BlackRock Fund Advisors | 400 Howard Street San Francisco, CA, 94105 United States |
| BlackRock Institutional Trust Company, National Association |
1225 17th Street, Suite 300, Denver, CO 80202 (Colorado, USA) |
| BlackRock Investment Management (Australia) Limited | Level 26, 101 Collins Street Melbourne VIC 3000 Australia (Victoria, Australia) |
| BlackRock Investment Management (UK) Limited | 12 Throgmorton Avenue London EC2N 2DL United Kingdom |
| BlackRock Investment Management, LLC | 1209 Orange Street, Wilmington, New Castle County, Delaware 19801, United States |
| BlackRock Japan Co., Ltd. | Marunouchi Trust Tower Main, 1-8-3 Marunouchi, Chiyoda-ku, Tokyo 100-8217 (Japan) |
| BlackRock Life Limited | 12 Throgmorton Avenue London EC2N 2DL United Kingdom |