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REGION GROUP Major Shareholding Notification 2016
65695_rns_2016-11-03_64c522cc-4396-4815-87a1-59f25dbe9e54.pdf
Major Shareholding Notification
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FACSIMILE TRANSMISSION
| To: | Company AnnouncementE |
From: | Invesl}Ora Mullial Ltd |
|---|---|---|---|
| Company: | ASX | ||
| Fax | 1300 838 135 |
Fax | 9232 (02) 7511 |
| Page 1 oft |
(nci. 7 Pages Coversheet) |
Date: | 3 November 2016 |
| Subfect | -603- of Fomi substanthI Notice Initial holder |
To whom It may concern,
Please fkld enclosed the above notlce regarding Investom Mutual Ummed shareholding in Shopping Centree Australasla Property Group
Should you require any further Infom ation, please call on the number below.
Kind regardB,
Im.kws Mutual Umimd Direct phone (02) 8224 0500
603 page 1/2 15 July 2001
Form 603
Corporations Act 2001 Section 671B
Notice of initial substantial holder
| To Company Name/Scheme | Shopping Centres Australasia Property Group |
|---|---|
| ACN/ARSN | 158 809 851 |
| 1. Details of substantial holder (1) Name ACN/ARSN (if applicable) |
Investors Mutual Limited 078 030 752 |
| The holder became a substantial holder on | 02/ 11 2016 |
2. Details of voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a
relevant interest (3) in on the date the substantial holder
| Class of securities (4) | Number of securities | Person's votes (5) | Voting power (6) |
|---|---|---|---|
| Ordinary | 37.320.054 | 37,320,054 | 5.08% |
3. Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:
| Holder of relevant interest | Nature of relevant interest (7) | Class and number of securities |
|---|---|---|
| See Annexure 1 | ||
4. Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
$\hat{\boldsymbol{\beta}}$
| Holder of relevant interest |
Registered holder of securities |
Person entitled to be registered as holder (8) |
Class and number of securities |
|---|---|---|---|
| See Annexure 2 | |||
5. Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:
| Holder of relevant interest |
Date of acquisition | Consideration (9) | Class and number of securities |
|
|---|---|---|---|---|
| Cash | Non-cash | |||
| See Annexure 3 | ||||
6. Associates
The reasons the persons named to paragraph 3 above are associates of the substantial holder are as follows:
| Name and ACN/ARSN (if applicable) | Nature of association |
|---|---|
7. Addresses
The addresses of persons named in this form are as follows:
| Name | Address - |
|---|---|
| See Annexure 4 | __ __ |
| Signature | ||
|---|---|---|
| print name | $240$ $122$ | capacity aupuy 2e |
| sign here | date $^{\circ}$ 2016, |
|
| DIRECTIONS |
- $(1)$ If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 7 of the form.
- See the definition of "associate" in section 9 of the Corporations Act 2001. Ø
- $\langle 3 \rangle$ See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.
- $\langle 4 \rangle$ The voting shares of a company constitute one class unless divided into separate classes.
- The total number of votes attached to all the voting shares in the company or voting interests in the scheme (if any) that the person or an associate has a relevant $(5)$ Interest In.
- $(6)$ The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.
- $\boldsymbol{\theta}$ Include details of:
- any relevant agreement or other circumstances by which the relevant interest was acquired. If subsection 671B(4) applies, a copy of any document setting out $(a)$ the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
- $(b)$ any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
- If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write "unknown". $^{(6)}$
- Θ) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitied to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be Included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
Investors Mutual Limited ACN/ ARSN: 078 030 752
Annexure 2 of page 1
$\sim$
4. Details of Present Registered Holders
| Holder of relevant linterest |
Registered holder of securities |
Person entitled to be registered as holder |
Class - Ordinary | ||||
|---|---|---|---|---|---|---|---|
| Investors Mutual Limited |
Sandhurst Trustees Ltd - IMSAN |
Investors Mutual Ltd | 1,500,000 | ||||
| Investors Mutual Limited |
State Street - IMCF14 Investors Mutual Ltd | 3,800,000 | |||||
| Investors Mutual Limited |
JP Morgan - IMFDSA Investors Mutual Ltd | 2,740,000 | |||||
| TAG Super | TAG Super | Investors Mutual Ltd | 65,000 | ||||
| TAG Foundation | Tag Foundation | Investors Mutual Ltd | 65,000 | ||||
| Aurora Investment Management Pty Ltd (Aurora) |
RBC Global Services Australia Pty Ltd |
Investors Mutual Ltd | 29,150,054 | ||||
| Pacific Current Group Limited |
RBC Global Services Australia Pty Ltd |
Investors Mutual Ltd | As above |
$\bar{\bar{z}}$
$\overline{\phantom{a}}$
Investors Mutual Limited ACN/ARSN:
Annexure 1 of page 1
3. Details of relevant interests
| Holder of relevant interest | Nature of relevant interest | Class - Ordinary |
|---|---|---|
| Investors Mutual Limited | Ability to influence the voting and disposal of shares |
8.040,000 |
| Aurora Investment Management Pty Ltd (Aurora) |
Aurora holds over 20% of the voting power in IML |
29,150,054 |
| Pacific Current Group Limited |
Owns 100% of the shares in Aurora |
As above |
| TAG Super | Ability to influence the voting and disposal of shares |
65,000 |
| TAG Foundation | Ability to influence the voting and disposal of shares |
65,000 |
$\sigma_{\rm c}$
$\sim$ $\sim$
Investors Mutual Limited ACN/ ARSN:
078 030 752
Annexure 3 of page 1
5. Consideration
$\sim$
| Person whose relevant interest changed |
Date of acquisition | Consideration Ordinary Units |
||
|---|---|---|---|---|
| Cash | Non Cash | |||
| Investors Mutual Limited | 24-Feb-16 | \$206,944.80 | 92000 | |
| Investors Mutual Limited | 24-Feb-16 | $-5627,984.00$ | $-280000$ | |
| Investors Mutual Limited | 24-Feb-16 | -\$560,700.00 | $-250000$ | |
| Investors Mutual Limited | 25-Feb-16 | -\$226,500.00 | $-100000$ | |
| Investors Mutual Limited | 26-Feb-16 | $-581,720.00$ | $-36000$ | |
| Investors Mutual Limited | 2-Mar-16 | $-5272,232.00$ | $-120000$ | |
| Investors Mutual Limited | $2$ -Mar- $16$ | $-5113,430.00$ | -50000 | |
| Investors Mutual Limited | $2-Mar-16$ | $-5158,802.00$ | -70000 | |
| Investors Mutual Limited | $2-Mar-16$ | -\$86,206.80 | -38000 | |
| Investors Mutual Limited | 2-Mar-16 | -\$453,720.00 | -200000 | |
| Investors Mutual Limited | 2-Mar-16 | $-522,686.00$ | $-10000$ | |
| Investors Mutual Limited | 2-Mar-16 | $-S453,720.00$ | -200000 | |
| Investors Mutual Limited | 2-Mar-16 | -\$453,720.00 | -200000 | |
| Investors Mutual Limited | 2-Mar-16 | -\$113,965.00 | -50000 | |
| Investors Mutual Limited | 15-Apr-16 | $-5223,580.00$ | -100000 | |
| Investors Mutual Limited | 18-Apr-16 | -5452,940.00 | $-200000$ | |
| Investors Mutual Limited | 19-Apr-16 | -\$455,560.00 | $-200000$ | |
| Investors Mutual Limited | 19-Apr-16 | -\$227,780.00 | -100000 | |
| Investors Mutual Limited | 20-Apr-16 | -\$341,415.00 | -150000 | |
| Investors Mutual Limited | 21-Apr-16 | \$56,310.00 | 25000 | |
| Investors Mutual Limited | 3-May-16 | $-5147,210.03$ | $-61083$ | |
| Investors Mutual Limited | 3-May-16 | -5712,639.34 | -295836 | |
| Investors Mutual Limited | $4$ -May-16 | $-5120,450.00$ | -50000 | |
| Investors Mutual Limited | 16-Jun-16 | \$43,208.55 | 18705 | |
| Investors Mutual Limited | 16-Jun-16 | \$66,990.00 | 29000 | |
| Investors Mutual Umited | $1$ -Jul- $16$ | -\$554,160.00 | $-240000$ | |
| Investors Mutual Limited | 1-Jul-16 | $-51,662,480.00$ | -720000 | |
| Investors Mutual Limited | 1-Jul-16 | -\$53,107.00 | -23000 | |
| Investors Mutual Limited | $1$ -Jul- $16$ | -\$1,034,505.00 | -450000 | |
| Investors Mutual Limited | 8-Jul-16 | -\$307,450.00 | $*130000$ | |
| Investors Mutual Limited | 8-Jul-16 | -\$141,900.00 | $-60000$ | |
| Investors Mutual Limited | $11$ -Jul- $16$ | $-548,318.00$ | $-20000$ | |
| Investors Mutual Limited | 11-Jul-16 | $-5120,795.00$ | -50000 | |
| Investors Mutual Limited | 11-Jul-16 | -5314,067.00 | -130000 | |
| Investors Mutual Limited | 28-Jul-16 | $-5118,790.00$ | -50000 | |
| Investors Mutual Limited | 28-Jul-16 | $-5712,740.00$ | -300000 | |
| Investors Mutual Limited | 28-Jul-16 | -\$237,580.00 | $-100000$ | |
| Investors Mutual Limited | 29-Jul-16 | $-5761,248.00$ | -320000 | |
| Investors Mutual Limited | 29-Jul-16 | $-5356,835.00$ | -150000 | |
| Investors Mutual Limited | 29-Jul-16 | $-5118,945.00$ | -50000 | |
| Investors Mutual Limited | $2$ -Aug-16 | $-5116,889.50$ | -49000 | |
| Investors Mutual Limited | 2-Aug-16 | $-5238,550.00$ | -100000 | |
| Investors Mutual Umited | 2-Aug-16 | -\$596,375.00 | -250000 | |
| Investors Mutual Limited | 12-Sep-16 | \$431,380.00 | 200000 | |
| Investors Mutual Limited | 12-Sep-16 | \$539,225.00 | 250000 | |
| Investors Mutual Limited | 9-Sep-16 | \$24,585.00 | 11000 | |
| Investors Mutual Limited | $9-$ Sep $-16$ | \$67,050.00 | 30000 |
| Investors Mutual Limited | 12-Sep-16 | \$77,580.00 | |
|---|---|---|---|
| Investors Mutual Limited | 12-Sep-16 | \$862,000.00 | |
| Investors Mutual Limited | 12-Sep-16 | \$755,055.00 | |
| Investors Mutual Limited | 12-Sep-16 | 564,719.00 | |
| Investors Mutual Limited | 12-Sep-16 | \$431,460.00 | |
| Investors Mutual Limited | 13-Sep-16 | \$216,000.00 | |
| Investors Mutual Limited | 15-Sep-16 | \$426,780.00 | |
| Investors Mutual Limited | 14-Sep-16 | \$212,720.00 | |
| Investors Mutual Limited | 16-Sep-16 | \$228,102.00 | |
| Investors Mutual Limited | 16-Sep-16 | \$325,860.00 | |
| Investors Mutual Limited | 16-Sep-16 | 586,896.00 | |
| Investors Mutual Limited | 16-Sep-16 | \$217,240.00 | |
| Investors Mutual Limited | 16-Sep-16 | \$217,240.00 | |
| Investors Mutual Limited | 16-Sep-16 | \$325,860.00 | |
| Investors Mutual Limited | 16-Sep-16 | \$21,724.00 | |
| Investors Mutual Limited | 16-Sep-16 | \$65,172.00 | |
| Investors Mutual Limited | 16-Sep-16 | \$151,858.00 | |
| Investors Mutual Limited | 16-Sep-16 | \$216,940.00 | |
| Investors Mutual Limited | 16-Sep-16 | \$216,940.00 | |
| Investors Mutual Limited | 20-Sep-16 | \$216,970.00 | |
| Investors Mutual Limited | 21-Sep-16 | \$435,920.00 | |
| Investors Mutual Limited | 12-Oct-16 | \$2,639,911.78 | |
| Investors Mutual Limited | 13-Oct-16 | \$4,094,434.44 | |
| Investors Mutual Limited | 17-Oct-16 | \$221,000.00 | |
| Investors Mutual Limited | 27-Oct-16 | \$176,656.00 | |
| Investors Mutual Limited | 27-Oct-16 | \$883,280.00 | |
| Investors Mutual Umited | 27-Oct-16 | \$331,230.00 | |
| Investors Mutual Limited | 31-Oct-16 | \$436,920.00 | |
| Investors Mutual Limited | $1-Nov-16$ | \$653,370.00 | |
| Investors Mutual Limited | $2-Nov-16$ | 543,194.00 | |
| Investors Mutual Limited | 2-Nov-16 | 5604,716.00 | |
| Investors Mutual Limited | 2-Nov-16 | \$541,250.00 |
2,153,786.00
$\hat{\mathcal{L}}$
Investors Mutual Limited ACN/ARSN:
078 030 752
Annexure 4 of page 2
7. Addresses
| Name | Address | |
|---|---|---|
| Investors Mutual Limited | Level 24, 25 Bligh Street, Sydney NSW 2000. | |
| Pacific Current Group Limited | Level 14, 39 Martin Place, Sydney NSW 2000 | |
| Aurora Investment Management Pty Limited |
Level 14, 39 Martin Place, Sydney NSW 2000 | |
| RBC Global Services Australia Pty lLImited |
Level 17, 2 Park Street, SYDNEY NSW 2000 | |
| Sandhurst Trustees Pty Ltd | Bendigo Bank, Level 1, 410 Collins Street Melbourne, VIC 3000 |
|
| State Street | Level 15, 120 Collins Street, MELBOURNE, Victoria, 3000 | |
| JP Morgan | Locked Bag 7, Royal Exchange, Sydney NSW 1225 | |
| I TAG | Level 24, 25 Bligh Street, Sydney NSW 2000. |