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REGENERON PHARMACEUTICALS, INC. Director's Dealing 2021

Jun 16, 2021

29977_dirs_2021-06-16_b66faf87-24cd-44c3-a5aa-4905ad1efe8c.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: REGENERON PHARMACEUTICALS, INC. (REGN)
CIK: 0000872589
Period of Report: 2021-06-14

Reporting Person: BROWN MICHAEL S (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-06-14 Common Stock M 1700 $371.4 Acquired 2591 Direct
2021-06-14 Common Stock S 1700 $525.0 Disposed 891 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-06-14 Non-Qualified Stock Option (right to buy) $371.4 M 1700 Disposed 2029-01-02 Common Stock (1700) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 5000 Indirect
Common Stock 9349 Indirect

Footnotes

F1: Disposition/acquisition made pursuant to a plan intended to comply with Rule 10b5-1(c).

F2: These shares are held in a trust for the benefit of the reporting person's immediate family members. The reporting person's spouse is trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

F3: On the date of the Issuer's first annual meeting of shareholders following the date of grant, a portion of these stock options equal to the portion of one year that had passed from the date of grant became exercisable, and the remainder became exercisable on the first anniversary of the date of grant.