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REGENERON PHARMACEUTICALS, INC. — Director's Dealing 2021
Jun 23, 2021
29977_dirs_2021-06-23_0826dae3-622b-45af-8550-9b0ddc0267a5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: REGENERON PHARMACEUTICALS, INC. (REGN)
CIK: 0000872589
Period of Report: 2021-06-21
Reporting Person: YANCOPOULOS GEORGE (Director, President and Chief Scientific)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-01-12 | Common Stock | G | 82108 | $0.0 | Acquired | 82108 | Indirect |
| 2021-06-21 | Common Stock | S | 738 | $532.89 | Disposed | 81370 | Indirect |
| 2021-06-21 | Common Stock | S | 7494 | $533.66 | Disposed | 73876 | Indirect |
| 2021-06-21 | Common Stock | S | 8236 | $534.48 | Disposed | 65640 | Indirect |
| 2021-06-21 | Common Stock | S | 4154 | $535.63 | Disposed | 61486 | Indirect |
| 2021-06-21 | Common Stock | S | 3768 | $536.37 | Disposed | 57718 | Indirect |
| 2021-06-21 | Common Stock | S | 6636 | $537.61 | Disposed | 51082 | Indirect |
| 2021-06-21 | Common Stock | S | 4868 | $538.54 | Disposed | 46214 | Indirect |
| 2021-06-21 | Common Stock | S | 3306 | $539.66 | Disposed | 42908 | Indirect |
| 2021-06-21 | Common Stock | S | 8099 | $540.61 | Disposed | 34809 | Indirect |
| 2021-06-21 | Common Stock | S | 19911 | $541.44 | Disposed | 14898 | Indirect |
| 2021-06-21 | Common Stock | S | 10514 | $542.43 | Disposed | 4384 | Indirect |
| 2021-06-21 | Common Stock | S | 2276 | $543.13 | Disposed | 2108 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-04-15 | Class A Stock | $ | G | 14000 | Acquired | Common Stock (14000) | Indirect | |
| 2021-04-15 | Class A Stock | $ | G | 14000 | Disposed | Common Stock (14000) | Indirect | |
| 2021-04-15 | Class A Stock | $ | G | 5383 | Disposed | Common Stock (5383) | Indirect | |
| 2021-04-15 | Class A Stock | $ | G | 5383 | Acquired | Common Stock (5383) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 987483 | Direct |
| Common Stock | 5845 | Indirect |
| Common Stock | 211585 | Indirect |
Footnotes
F1: As investment trustee of trusts for the benefit of the reporting person's children.
F2: Disposition/acquisition made pursuant to a plan intended to comply with Rule 10b5-1(c).
F3: Represents volume-weighted average price of sales of 738 shares of Company stock on June 21, 2021 at prices ranging from $532.56 to $532.94. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on June 21, 2021 at each separate price.
F4: Represents volume-weighted average price of sales of 7,494 shares of Company stock on June 21, 2021 at prices ranging from $533.14 to $533.99. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on June 21, 2021 at each separate price.
F5: Represents volume-weighted average price of sales of 8,236 shares of Company stock on June 21, 2021 at prices ranging from $534.01 to $534.86. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on June 21, 2021 at each separate price.
F6: Represents volume-weighted average price of sales of 4,154 shares of Company stock on June 21, 2021 at prices ranging from $535.05 to $535.87. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on June 21, 2021 at each separate price.
F7: Represents volume-weighted average price of sales of 3,768 shares of Company stock on June 21, 2021 at prices ranging from $536.02 to $536.99. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on June 21, 2021 at each separate price.
F8: Represents volume-weighted average price of sales of 6,636 shares of Company stock on June 21, 2021 at prices ranging from $537.05 to $537.99. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on June 21, 2021 at each separate price.
F9: Represents volume-weighted average price of sales of 4,868 shares of Company stock on June 21, 2021 at prices ranging from $538.01 to $538.97. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on June 21, 2021 at each separate price.
F10: Represents volume-weighted average price of sales of 3,306 shares of Company stock on June 21, 2021 at prices ranging from $539.14 to $539.99. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on June 21, 2021 at each separate price.
F11: Represents volume-weighted average price of sales of 8,099 shares of Company stock on June 21, 2021 at prices ranging from $540.00 to $540.99. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on June 21, 2021 at each separate price.
F12: Represents volume-weighted average price of sales of 19,911 shares of Company stock on June 21, 2021 at prices ranging from $541.00 to $541.97. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on June 21, 2021 at each separate price.
F13: Represents volume-weighted average price of sales of 10,514 shares of Company stock on June 21, 2021 at prices ranging from $542.00 to $542.98. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on June 21, 2021 at each separate price.
F14: Represents volume-weighted average price of sales of 2,276 shares of Company stock on June 21, 2021 at prices ranging from $543.01 to $543.46. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on June 21, 2021 at each separate price.
F15: Class A Stock of Regeneron Pharmaceuticals, Inc. ("Regeneron") converts to Common Stock of Regeneron on a one-to-one basis upon certain events or upon election of the shareholder.
F16: These shares of Class A Stock are presently convertible and such conversion feature does not expire.
F17: These shares of Class A Stock are held in a trust for the benefit of the reporting person's child, of which the reporting person is trustee.
F18: These shares of Class A Stock were held in custody for the benefit of the reporting person's child.