Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

REGENERON PHARMACEUTICALS, INC. Director's Dealing 2021

Jun 23, 2021

29977_dirs_2021-06-23_0826dae3-622b-45af-8550-9b0ddc0267a5.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: REGENERON PHARMACEUTICALS, INC. (REGN)
CIK: 0000872589
Period of Report: 2021-06-21

Reporting Person: YANCOPOULOS GEORGE (Director, President and Chief Scientific)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-01-12 Common Stock G 82108 $0.0 Acquired 82108 Indirect
2021-06-21 Common Stock S 738 $532.89 Disposed 81370 Indirect
2021-06-21 Common Stock S 7494 $533.66 Disposed 73876 Indirect
2021-06-21 Common Stock S 8236 $534.48 Disposed 65640 Indirect
2021-06-21 Common Stock S 4154 $535.63 Disposed 61486 Indirect
2021-06-21 Common Stock S 3768 $536.37 Disposed 57718 Indirect
2021-06-21 Common Stock S 6636 $537.61 Disposed 51082 Indirect
2021-06-21 Common Stock S 4868 $538.54 Disposed 46214 Indirect
2021-06-21 Common Stock S 3306 $539.66 Disposed 42908 Indirect
2021-06-21 Common Stock S 8099 $540.61 Disposed 34809 Indirect
2021-06-21 Common Stock S 19911 $541.44 Disposed 14898 Indirect
2021-06-21 Common Stock S 10514 $542.43 Disposed 4384 Indirect
2021-06-21 Common Stock S 2276 $543.13 Disposed 2108 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-04-15 Class A Stock $ G 14000 Acquired Common Stock (14000) Indirect
2021-04-15 Class A Stock $ G 14000 Disposed Common Stock (14000) Indirect
2021-04-15 Class A Stock $ G 5383 Disposed Common Stock (5383) Indirect
2021-04-15 Class A Stock $ G 5383 Acquired Common Stock (5383) Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 987483 Direct
Common Stock 5845 Indirect
Common Stock 211585 Indirect

Footnotes

F1: As investment trustee of trusts for the benefit of the reporting person's children.

F2: Disposition/acquisition made pursuant to a plan intended to comply with Rule 10b5-1(c).

F3: Represents volume-weighted average price of sales of 738 shares of Company stock on June 21, 2021 at prices ranging from $532.56 to $532.94. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on June 21, 2021 at each separate price.

F4: Represents volume-weighted average price of sales of 7,494 shares of Company stock on June 21, 2021 at prices ranging from $533.14 to $533.99. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on June 21, 2021 at each separate price.

F5: Represents volume-weighted average price of sales of 8,236 shares of Company stock on June 21, 2021 at prices ranging from $534.01 to $534.86. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on June 21, 2021 at each separate price.

F6: Represents volume-weighted average price of sales of 4,154 shares of Company stock on June 21, 2021 at prices ranging from $535.05 to $535.87. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on June 21, 2021 at each separate price.

F7: Represents volume-weighted average price of sales of 3,768 shares of Company stock on June 21, 2021 at prices ranging from $536.02 to $536.99. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on June 21, 2021 at each separate price.

F8: Represents volume-weighted average price of sales of 6,636 shares of Company stock on June 21, 2021 at prices ranging from $537.05 to $537.99. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on June 21, 2021 at each separate price.

F9: Represents volume-weighted average price of sales of 4,868 shares of Company stock on June 21, 2021 at prices ranging from $538.01 to $538.97. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on June 21, 2021 at each separate price.

F10: Represents volume-weighted average price of sales of 3,306 shares of Company stock on June 21, 2021 at prices ranging from $539.14 to $539.99. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on June 21, 2021 at each separate price.

F11: Represents volume-weighted average price of sales of 8,099 shares of Company stock on June 21, 2021 at prices ranging from $540.00 to $540.99. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on June 21, 2021 at each separate price.

F12: Represents volume-weighted average price of sales of 19,911 shares of Company stock on June 21, 2021 at prices ranging from $541.00 to $541.97. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on June 21, 2021 at each separate price.

F13: Represents volume-weighted average price of sales of 10,514 shares of Company stock on June 21, 2021 at prices ranging from $542.00 to $542.98. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on June 21, 2021 at each separate price.

F14: Represents volume-weighted average price of sales of 2,276 shares of Company stock on June 21, 2021 at prices ranging from $543.01 to $543.46. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on June 21, 2021 at each separate price.

F15: Class A Stock of Regeneron Pharmaceuticals, Inc. ("Regeneron") converts to Common Stock of Regeneron on a one-to-one basis upon certain events or upon election of the shareholder.

F16: These shares of Class A Stock are presently convertible and such conversion feature does not expire.

F17: These shares of Class A Stock are held in a trust for the benefit of the reporting person's child, of which the reporting person is trustee.

F18: These shares of Class A Stock were held in custody for the benefit of the reporting person's child.