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REGENERON PHARMACEUTICALS, INC. — Director's Dealing 2021
Aug 24, 2021
29977_dirs_2021-08-24_46823b6f-51be-4014-821a-0adfc88c7d55.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: REGENERON PHARMACEUTICALS, INC. (REGN)
CIK: 0000872589
Period of Report: 2021-08-20
Reporting Person: Fenimore Christopher R. (SVP Controller)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-08-20 | Common Stock | M | 13500 | $179.13 | Acquired | 32520 | Direct |
| 2021-08-23 | Common Stock | S | 4576 | $655.0 | Disposed | 27944 | Direct |
| 2021-08-23 | Common Stock | S | 9 | $659.33 | Disposed | 27935 | Direct |
| 2021-08-23 | Common Stock | S | 23 | $660.33 | Disposed | 27912 | Direct |
| 2021-08-23 | Common Stock | S | 88 | $661.89 | Disposed | 27824 | Direct |
| 2021-08-23 | Common Stock | S | 1 | $662.78 | Disposed | 27823 | Direct |
| 2021-08-23 | Common Stock | S | 70 | $663.05 | Disposed | 27753 | Direct |
| 2021-08-23 | Common Stock | S | 14 | $665.21 | Disposed | 27739 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-08-20 | Non-Qualified Stock Option (right to buy) | $179.13 | M | 13500 | Disposed | 2022-12-14 | Common Stock (13500) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2082 | Indirect |
| Common Stock | 1459 | Indirect |
| Common Stock | 1897 | Indirect |
| Common Stock | 1861 | Indirect |
| Common Stock | 25 | Indirect |
| Common Stock | 25 | Indirect |
Footnotes
F1: Disposition/acquisition made pursuant to a plan intended to comply with Rule 10b5-1(c).
F2: Represents volume-weighted average price of sales of 9 shares of Company stock on August 23, 2021 at prices ranging from $659.28 to $659.45. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 23, 2021 at each separate price.
F3: Represents volume-weighted average price of sales of 23 shares of Company stock on August 23, 2021 at prices ranging from $660.09 to $660.88. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 23, 2021 at each separate price.
F4: Represents volume-weighted average price of sales of 88 shares of Company stock on August 23, 2021 at prices ranging from $661.47 to $661.98. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 23, 2021 at each separate price.
F5: Represents volume-weighted average price of sales of 70 shares of Company stock on August 23, 2021 at prices ranging from $663.00 to $663.13. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 23, 2021 at each separate price.
F6: These shares are held in a trust for the benefit of the reporting person's spouse. The reporting person and the reporting person's spouse are trustees of the trust.
F7: The stock option award vests in four equal annual installments, commencing one year after the date of grant.