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REGENERON PHARMACEUTICALS, INC. — Director's Dealing 2021
Aug 31, 2021
29977_dirs_2021-08-31_f6f6d474-5d23-42c5-ba9b-5636842c4d2d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: REGENERON PHARMACEUTICALS, INC. (REGN)
CIK: 0000872589
Period of Report: 2021-08-27
Reporting Person: POON CHRISTINE A (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-08-27 | Common Stock | M | 15000 | $57.11 | Acquired | 16681 | Direct |
| 2021-08-27 | Common Stock | S | 100 | $662.62 | Disposed | 16581 | Direct |
| 2021-08-27 | Common Stock | S | 2260 | $663.51 | Disposed | 14321 | Direct |
| 2021-08-27 | Common Stock | S | 700 | $664.42 | Disposed | 13621 | Direct |
| 2021-08-27 | Common Stock | S | 538 | $665.33 | Disposed | 13083 | Direct |
| 2021-08-27 | Common Stock | S | 1118 | $666.7 | Disposed | 11965 | Direct |
| 2021-08-27 | Common Stock | S | 2150 | $667.37 | Disposed | 9815 | Direct |
| 2021-08-27 | Common Stock | S | 603 | $668.33 | Disposed | 9212 | Direct |
| 2021-08-27 | Common Stock | S | 2235 | $669.59 | Disposed | 6977 | Direct |
| 2021-08-27 | Common Stock | S | 3447 | $670.48 | Disposed | 3530 | Direct |
| 2021-08-27 | Common Stock | S | 1737 | $671.49 | Disposed | 1793 | Direct |
| 2021-08-27 | Common Stock | S | 112 | $672.27 | Disposed | 1681 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-08-27 | Non-Qualified Stock Option (right to buy) | $57.11 | M | 15000 | Disposed | 2022-01-03 | Common Stock (15000) | Direct |
Footnotes
F1: Represents volume-weighted average price of sales of 2,260 shares of Company stock on August 27, 2021 at prices ranging from $663.11 to $663.94. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 27, 2021 at each separate price.
F2: Represents volume-weighted average price of sales of 700 shares of Company stock on August 27, 2021 at prices ranging from $664.00 to $664.89. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 27, 2021 at each separate price.
F3: Represents volume-weighted average price of sales of 538 shares of Company stock on August 27, 2021 at prices ranging from $665.07 to $665.54. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 27, 2021 at each separate price.
F4: Represents volume-weighted average price of sales of 1,118 shares of Company stock on August 27, 2021 at prices ranging from $666.39 to $666.98. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 27, 2021 at each separate price.
F5: Represents volume-weighted average price of sales of 2,150 shares of Company stock on August 27, 2021 at prices ranging from $667.01 to $667.93. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 27, 2021 at each separate price.
F6: Represents volume-weighted average price of sales of 603 shares of Company stock on August 27, 2021 at prices ranging from $668.04 to $668.64. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 27, 2021 at each separate price.
F7: Represents volume-weighted average price of sales of 2,235 shares of Company stock on August 27, 2021 at prices ranging from $669.17 to $669.95. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 27, 2021 at each separate price.
F8: Represents volume-weighted average price of sales of 3,447 shares of Company stock on August 27, 2021 at prices ranging from $670.01 to $670.95. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 27, 2021 at each separate price.
F9: Represents volume-weighted average price of sales of 1,737 shares of Company stock on August 27, 2021 at prices ranging from $671.00 to $671.98. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 27, 2021 at each separate price.
F10: Represents volume-weighted average price of sales of 112 shares of Company stock on August 27, 2021 at prices ranging from $672.27 to $672.32. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 27, 2021 at each separate price.
F11: The stock option becomes exercisable in three equal annual installments, commencing one year after the date of grant.