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REGENERON PHARMACEUTICALS, INC. — Director's Dealing 2021
Sep 15, 2021
29977_dirs_2021-09-15_b584e0c5-7561-4cff-a26e-312f84fc5b90.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: REGENERON PHARMACEUTICALS, INC. (REGN)
CIK: 0000872589
Period of Report: 2021-09-13
Reporting Person: Tessier-Lavigne Marc (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-09-13 | Common Stock | M | 4250 | $273.67 | Acquired | 6328 | Direct |
| 2021-09-13 | Common Stock | M | 4250 | $273.67 | Acquired | 10578 | Direct |
| 2021-09-13 | Common Stock | M | 4250 | $273.67 | Acquired | 14828 | Direct |
| 2021-09-13 | Common Stock | S | 816 | $636.64 | Disposed | 14012 | Direct |
| 2021-09-13 | Common Stock | S | 816 | $637.71 | Disposed | 13196 | Direct |
| 2021-09-13 | Common Stock | S | 2098 | $638.46 | Disposed | 11098 | Direct |
| 2021-09-13 | Common Stock | S | 1260 | $639.45 | Disposed | 9838 | Direct |
| 2021-09-13 | Common Stock | S | 981 | $640.61 | Disposed | 8857 | Direct |
| 2021-09-13 | Common Stock | S | 952 | $641.56 | Disposed | 7905 | Direct |
| 2021-09-13 | Common Stock | S | 1645 | $642.54 | Disposed | 6260 | Direct |
| 2021-09-13 | Common Stock | S | 1549 | $643.33 | Disposed | 4711 | Direct |
| 2021-09-13 | Common Stock | S | 844 | $644.52 | Disposed | 3867 | Direct |
| 2021-09-13 | Common Stock | S | 61 | $645.21 | Disposed | 3806 | Direct |
| 2021-09-13 | Common Stock | S | 354 | $646.24 | Disposed | 3452 | Direct |
| 2021-09-13 | Common Stock | S | 425 | $647.39 | Disposed | 3027 | Direct |
| 2021-09-13 | Common Stock | S | 381 | $648.25 | Disposed | 2646 | Direct |
| 2021-09-13 | Common Stock | S | 124 | $649.35 | Disposed | 2522 | Direct |
| 2021-09-13 | Common Stock | S | 56 | $650.33 | Disposed | 2466 | Direct |
| 2021-09-13 | Common Stock | S | 249 | $651.54 | Disposed | 2217 | Direct |
| 2021-09-13 | Common Stock | S | 139 | $652.26 | Disposed | 2078 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-09-13 | Non-Qualified Stock Option (right to buy) | $273.67 | M | 4250 | Disposed | 2024-01-02 | Common Stock (4250) | Direct |
| 2021-09-13 | Non-Qualified Stock Option (right to buy) | $273.67 | M | 4250 | Disposed | 2024-01-02 | Common Stock (4250) | Direct |
| 2021-09-13 | Non-Qualified Stock Option (right to buy) | $273.67 | M | 4250 | Disposed | 2024-01-02 | Common Stock (4250) | Direct |
Footnotes
F1: Disposition/acquisition made pursuant to a plan intended to comply with Rule 10b5-1(c).
F2: Represents volume-weighted average price of sales of 816 shares of Company stock on September 13, 2021 at prices ranging from $636.08 to $636.99. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on September 13, 2021 at each separate price.
F3: Represents volume-weighted average price of sales of 816 shares of Company stock on September 13, 2021 at prices ranging from $637.26 to $637.99. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on September 13, 2021 at each separate price.
F4: Represents volume-weighted average price of sales of 2,098 shares of Company stock on September 13, 2021 at prices ranging from $638.00 to $638.96. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on September 13, 2021 at each separate price.
F5: Represents volume-weighted average price of sales of 1,260 shares of Company stock on September 13, 2021 at prices ranging from $639.00 to $639.99. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on September 13, 2021 at each separate price.
F6: Represents volume-weighted average price of sales of 981 shares of Company stock on September 13, 2021 at prices ranging from $640.18 to $640.87. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on September 13, 2021 at each separate price.
F7: Represents volume-weighted average price of sales of 952 shares of Company stock on September 13, 2021 at prices ranging from $641.01 to $641.98. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on September 13, 2021 at each separate price.
F8: Represents volume-weighted average price of sales of 1,645 shares of Company stock on September 13, 2021 at prices ranging from $642.00 to $642.97. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on September 13, 2021 at each separate price.
F9: Represents volume-weighted average price of sales of 1,549 shares of Company stock on September 13, 2021 at prices ranging from $643.01 to $643.86. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on September 13, 2021 at each separate price.
F10: Represents volume-weighted average price of sales of 844 shares of Company stock on September 13, 2021 at prices ranging from $644.03 to $644.95. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on September 13, 2021 at each separate price.
F11: Represents volume-weighted average price of sales of 61 shares of Company stock on September 13, 2021 at prices ranging from $645.21 to $645.49. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on September 13, 2021 at each separate price.
F12: Represents volume-weighted average price of sales of 354 shares of Company stock on September 13, 2021 at prices ranging from $646.04 to $646.76. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on September 13, 2021 at each separate price.
F13: Represents volume-weighted average price of sales of 425 shares of Company stock on September 13, 2021 at prices ranging from $647.06 to $647.67. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on September 13, 2021 at each separate price.
F14: Represents volume-weighted average price of sales of 381 shares of Company stock on September 13, 2021 at prices ranging from $648.06 to $648.58. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on September 13, 2021 at each separate price.
F15: Represents volume-weighted average price of sales of 124 shares of Company stock on September 13, 2021 at prices ranging from $649.27 to $649.43. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on September 13, 2021 at each separate price.
F16: Represents volume-weighted average price of sales of 249 shares of Company stock on September 13, 2021 at prices ranging from $651.10 to $651.96. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on September 13, 2021 at each separate price.
F17: The stock option becomes exercisable in three equal annual installments, commencing one year after the date of grant.