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REGENERON PHARMACEUTICALS, INC. — Director's Dealing 2021
Nov 17, 2021
29977_dirs_2021-11-17_532e2e3a-ea0e-4fa0-b22b-981793b3e8ae.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: REGENERON PHARMACEUTICALS, INC. (REGN)
CIK: 0000872589
Period of Report: 2021-11-15
Reporting Person: Van Plew Daniel P (EVP & General Mgr, Industrial)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-11-15 | Common Stock | M | 25000 | $270.43 | Acquired | 51931 | Direct |
| 2021-11-15 | Common Stock | F | 18222 | $641.5 | Disposed | 33709 | Direct |
| 2021-11-16 | Common Stock | S | 528 | $652.2 | Disposed | 33181 | Direct |
| 2021-11-16 | Common Stock | S | 840 | $653.41 | Disposed | 32341 | Direct |
| 2021-11-16 | Common Stock | S | 1260 | $654.33 | Disposed | 31081 | Direct |
| 2021-11-16 | Common Stock | S | 350 | $655.03 | Disposed | 30731 | Direct |
| 2021-11-16 | Common Stock | S | 200 | $657.18 | Disposed | 30531 | Direct |
| 2021-11-16 | Common Stock | S | 697 | $658.5 | Disposed | 29834 | Direct |
| 2021-11-16 | Common Stock | S | 2403 | $659.42 | Disposed | 27431 | Direct |
| 2021-11-16 | Common Stock | S | 500 | $660.51 | Disposed | 26931 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-11-15 | Non-Qualified Stock Option (right to buy) | $270.43 | M | 25000 | Disposed | 2023-12-13 | Common Stock (25000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1048 | Indirect |
Footnotes
F1: Represents volume-weighted average price of sales of 528 shares of Company stock on November 16, 2021 at prices ranging from $652.01 to $652.90. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on November 16, 2021 at each separate price.
F2: Represents volume-weighted average price of sales of 840 shares of Company stock on November 16, 2021 at prices ranging from $653.03 to $653.77. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on November 16, 2021 at each separate price.
F3: Represents volume-weighted average price of sales of 1,260 shares of Company stock on November 16, 2021 at prices ranging from $654.03 to $654.88. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on November 16, 2021 at each separate price.
F4: Represents volume-weighted average price of sales of 350 shares of Company stock on November 16, 2021 at prices ranging from $655.01 to $655.07. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on November 16, 2021 at each separate price.
F5: Represents volume-weighted average price of sales of 200 shares of Company stock on November 16, 2021 at prices ranging from $657.09 to $657.34. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on November 16, 2021 at each separate price.
F6: Represents volume-weighted average price of sales of 697 shares of Company stock on November 16, 2021 at prices ranging from $658.03 to $658.84. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on November 16, 2021 at each separate price.
F7: Represents volume-weighted average price of sales of 2,403 shares of Company stock on November 16, 2021 at prices ranging from $659.01 to $659.84. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on November 16, 2021 at each separate price.
F8: Represents volume-weighted average price of sales of 500 shares of Company stock on November 16, 2021 at prices ranging from $660.33 to $660.94. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on November 16, 2021 at each separate price.
F9: The stock option award vests in four equal annual installments, commencing one year after the date of grant.