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REGENERON PHARMACEUTICALS, INC. — Director's Dealing 2020
Apr 14, 2020
29977_dirs_2020-04-13_a6cf26e9-6bb6-4af5-a3d0-a41ed89a6ff1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: REGENERON PHARMACEUTICALS, INC. (REGN)
CIK: 0000872589
Period of Report: 2020-04-09
Reporting Person: Landry Robert E (EVP Finance CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-04-09 | Common Stock | M | 3500 | $272.7 | Acquired | 27873 | Direct |
| 2020-04-09 | Common Stock | F | 2672 | $508.25 | Disposed | 25201 | Direct |
| 2020-04-13 | Common Stock | S | 99 | $505.6 | Disposed | 25102 | Direct |
| 2020-04-13 | Common Stock | S | 38 | $506.24 | Disposed | 25064 | Direct |
| 2020-04-13 | Common Stock | S | 30 | $507.45 | Disposed | 25034 | Direct |
| 2020-04-13 | Common Stock | S | 115 | $508.54 | Disposed | 24919 | Direct |
| 2020-04-13 | Common Stock | S | 170 | $509.45 | Disposed | 24749 | Direct |
| 2020-04-13 | Common Stock | S | 143 | $510.43 | Disposed | 24606 | Direct |
| 2020-04-13 | Common Stock | S | 156 | $511.59 | Disposed | 24450 | Direct |
| 2020-04-13 | Common Stock | S | 31 | $512.58 | Disposed | 24419 | Direct |
| 2020-04-13 | Common Stock | S | 46 | $517.71 | Disposed | 24373 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-04-09 | Non-Qualified Stock Option (right to buy) | $272.7 | M | 3500 | Disposed | 2023-09-09 | Common Stock (3500) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 172 | Indirect |
Footnotes
F1: Disposition/acquisition made pursuant to a plan intended to comply with Rule 10b5-1(c).
F2: Represents volume-weighted average price of sales of 30 shares of Company stock on April 13, 2020 at prices ranging from $507.44 to $507.84. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on April 13, 2020 at each separate price.
F3: Represents volume-weighted average price of sales of 115 shares of Company stock on April 13, 2020 at prices ranging from $508.24 to $508.93. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on April 13, 2020 at each separate price.
F4: Represents volume-weighted average price of sales of 170 shares of Company stock on April 13, 2020 at prices ranging from $509.03 to $509.90. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on April 13, 2020 at each separate price.
F5: Represents volume-weighted average price of sales of 143 shares of Company stock on April 13, 2020 at prices ranging from $510.11 to $510.98. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on April 13, 2020 at each separate price.
F6: Represents volume-weighted average price of sales of 156 shares of Company stock on April 13, 2020 at prices ranging from $511.23 to $511.73. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on April 13, 2020 at each separate price.
F7: Represents volume-weighted average price of sales of 31 shares of Company stock on April 13, 2020 at prices ranging from $512.01 to $512.62. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on April 13, 2020 at each separate price.
F8: The stock option award vests in four equal annual installments, commencing one year after the date of grant.