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REGENERON PHARMACEUTICALS, INC. — Director's Dealing 2020
Aug 31, 2020
29977_dirs_2020-08-31_3bed4f34-b815-46d2-8dc3-f20ae47ecbd1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: REGENERON PHARMACEUTICALS, INC. (REGN)
CIK: 0000872589
Period of Report: 2020-08-27
Reporting Person: LAROSA JOSEPH J (EVP General Counsel and Secret)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-08-27 | Common Stock | M | 6000 | $52.03 | Acquired | 20438 | Direct |
| 2020-08-27 | Common Stock | F | 3197 | $614.87 | Disposed | 17241 | Direct |
| 2020-08-27 | Common Stock | M | 4000 | $52.03 | Acquired | 21241 | Direct |
| 2020-08-27 | Common Stock | F | 2131 | $614.87 | Disposed | 19110 | Direct |
| 2020-08-31 | Common Stock | S | 4672 | $615.04 | Disposed | 14438 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-08-27 | Non-Qualified Stock Option (right to buy) | $52.03 | M | 6000 | Disposed | 2021-12-16 | Common Stock (6000) | Direct |
| 2020-08-27 | Non-Qualified Stock Option (right to buy) | $52.03 | M | 4000 | Disposed | 2021-12-16 | Common Stock (4000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 287 | Indirect |
Footnotes
F1: Represents volume-weighted average price of sales of 4,672 shares of Company stock on August 31, 2020 at prices ranging from $615.00 to $615.40. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 31, 2020 at each separate price.
F2: With respect to 6,000 underlying shares (of which 0 remain outstanding), the option became exercisable on December 31, 2014, based upon the satisfaction by the company of certain performance criteria during the period ended December 31, 2014. With respect to 4,000 underlying shares (of which 0 remain outstanding), the stock option award vested in four equal annual installments, commencing one year after the date of grant.