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REGENERON PHARMACEUTICALS, INC. Director's Dealing 2020

Aug 31, 2020

29977_dirs_2020-08-31_3bed4f34-b815-46d2-8dc3-f20ae47ecbd1.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: REGENERON PHARMACEUTICALS, INC. (REGN)
CIK: 0000872589
Period of Report: 2020-08-27

Reporting Person: LAROSA JOSEPH J (EVP General Counsel and Secret)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-08-27 Common Stock M 6000 $52.03 Acquired 20438 Direct
2020-08-27 Common Stock F 3197 $614.87 Disposed 17241 Direct
2020-08-27 Common Stock M 4000 $52.03 Acquired 21241 Direct
2020-08-27 Common Stock F 2131 $614.87 Disposed 19110 Direct
2020-08-31 Common Stock S 4672 $615.04 Disposed 14438 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-08-27 Non-Qualified Stock Option (right to buy) $52.03 M 6000 Disposed 2021-12-16 Common Stock (6000) Direct
2020-08-27 Non-Qualified Stock Option (right to buy) $52.03 M 4000 Disposed 2021-12-16 Common Stock (4000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 287 Indirect

Footnotes

F1: Represents volume-weighted average price of sales of 4,672 shares of Company stock on August 31, 2020 at prices ranging from $615.00 to $615.40. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 31, 2020 at each separate price.

F2: With respect to 6,000 underlying shares (of which 0 remain outstanding), the option became exercisable on December 31, 2014, based upon the satisfaction by the company of certain performance criteria during the period ended December 31, 2014. With respect to 4,000 underlying shares (of which 0 remain outstanding), the stock option award vested in four equal annual installments, commencing one year after the date of grant.