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REGENERON PHARMACEUTICALS, INC. — Director's Dealing 2018
Jun 22, 2018
29977_dirs_2018-06-22_01ab2d81-49b6-40f7-9ac5-faed56046584.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: REGENERON PHARMACEUTICALS INC (REGN)
CIK: 0000872589
Period of Report: 2018-06-20
Reporting Person: VAGELOS P ROY (Director, Chairman of the Board)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-06-20 | Common Stock | M | 153274 | $16.8 | Acquired | 553121 | Direct |
| 2018-06-20 | Common Stock | F | 78564 | $333.07 | Disposed | 474557 | Direct |
| 2018-06-21 | Common Stock | S | 400 | $323.97 | Disposed | 474157 | Direct |
| 2018-06-21 | Common Stock | S | 500 | $324.18 | Disposed | 473657 | Direct |
| 2018-06-21 | Common Stock | S | 8047 | $325.67 | Disposed | 465610 | Direct |
| 2018-06-21 | Common Stock | S | 15594 | $326.57 | Disposed | 450016 | Direct |
| 2018-06-21 | Common Stock | S | 19393 | $327.48 | Disposed | 430623 | Direct |
| 2018-06-21 | Common Stock | S | 12426 | $328.45 | Disposed | 418197 | Direct |
| 2018-06-21 | Common Stock | S | 12854 | $329.51 | Disposed | 405343 | Direct |
| 2018-06-21 | Common Stock | S | 3096 | $330.32 | Disposed | 402247 | Direct |
| 2018-06-21 | Common Stock | S | 100 | $331.09 | Disposed | 402147 | Direct |
| 2018-06-21 | Common Stock | S | 1300 | $332.8 | Disposed | 400847 | Direct |
| 2018-06-21 | Common Stock | S | 500 | $333.15 | Disposed | 400347 | Direct |
| 2018-06-21 | Common Stock | S | 300 | $335.01 | Disposed | 400047 | Direct |
| 2018-06-21 | Common Stock | S | 200 | $336.87 | Disposed | 399847 | Direct |
| 2018-01-02 | Common Stock | G | 557 | $0.0 | Disposed | 149160 | Indirect |
| 2018-04-02 | Common Stock | G | 616 | $0.0 | Disposed | 148544 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-06-20 | Non-Qualified Stock Option (right to buy) | $16.8 | M | 153274 | Disposed | 2018-12-17 | Common Stock (153274) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2310 | Indirect |
| Common Stock | 83652 | Indirect |
| Common Stock | 1203 | Indirect |
Footnotes
F1: Disposition/acquisition made pursuant to a plan intended to comply with Rule 10b5-1(c).
F2: Represents volume-weighted average price of sales of 400 shares of Company stock on June 21, 2018 at prices ranging from $323.96 to $323.98. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on June 21, 2018 at each separate price.
F3: Represents volume-weighted average price of sales of 500 shares of Company stock on June 21, 2018 at prices ranging from $324.16 to $324.23. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on June 21, 2018 at each separate price.
F4: Represents volume-weighted average price of sales of 8,047 shares of Company stock on June 21, 2018 at prices ranging from $325.05 to $325.99. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on June 21, 2018 at each separate price.
F5: Represents volume-weighted average price of sales of 15,594 shares of Company stock on June 21, 2018 at prices ranging from $326.00 to $326.99. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on June 21, 2018 at each separate price.
F6: Represents volume-weighted average price of sales of 19,393 shares of Company stock on June 21, 2018 at prices ranging from $327.00 to $327.99. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on June 21, 2018 at each separate price.
F7: Represents volume-weighted average price of sales of 12,426 shares of Company stock on June 21, 2018 at prices ranging from $328.00 to $328.96. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on June 21, 2018 at each separate price.
F8: Represents volume-weighted average price of sales of 12,854 shares of Company stock on June 21, 2018 at prices ranging from $329.00 to $329.99. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on June 21, 2018 at each separate price.
F9: Represents volume-weighted average price of sales of 3,096 shares of Company stock on June 21, 2018 at prices ranging from $330.00 to $330.92. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on June 21, 2018 at each separate price.
F10: Represents volume-weighted average price of sales of 1,300 shares of Company stock on June 21, 2018 at prices ranging from $332.40 to $332.94. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on June 21, 2018 at each separate price.
F11: Represents volume-weighted average price of sales of 500 shares of Company stock on June 21, 2018 at prices ranging from $333.01 to $333.28. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on June 21, 2018 at each separate price.
F12: Represents volume-weighted average price of sales of 300 shares of Company stock on June 21, 2018 at prices ranging from $335.00 to $335.01. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on June 21, 2018 at each separate price.
F13: By a trust for the benefit of certain grandchildren of the reporting person, of which the reporting person and/or the spouse of the reporting person is trustee.
F14: The stock option award (combined incentive stock option and non-qualified stock option) vests in four equal annual installments, commencing one year after the date of grant.