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REGENERON PHARMACEUTICALS, INC. — Director's Dealing 2017
Jun 23, 2017
29977_dirs_2017-06-23_d69b84ca-e551-4b55-b389-d9d9498b13c0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: REGENERON PHARMACEUTICALS INC (REGN)
CIK: 0000872589
Period of Report: 2017-06-21
Reporting Person: Aberman Michael S (SVP Strategy Investor Relation)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-06-21 | Common Stock | M | 4500 | $30.63 | Acquired | 9193 | Direct |
| 2017-06-21 | Common Stock | F | 270 | $510.02 | Disposed | 8923 | Direct |
| 2017-06-21 | Common Stock | F | 1961 | $510.02 | Disposed | 6962 | Direct |
| 2017-06-22 | Common Stock | S | 395 | $525.21 | Disposed | 6567 | Direct |
| 2017-06-22 | Common Stock | S | 100 | $526.02 | Disposed | 6467 | Direct |
| 2017-06-22 | Common Stock | S | 100 | $529.61 | Disposed | 6367 | Direct |
| 2017-06-22 | Common Stock | S | 100 | $530.66 | Disposed | 6267 | Direct |
| 2017-06-22 | Common Stock | S | 274 | $531.51 | Disposed | 5993 | Direct |
| 2017-06-22 | Common Stock | S | 200 | $532.27 | Disposed | 5793 | Direct |
| 2017-06-22 | Common Stock | S | 200 | $533.48 | Disposed | 5593 | Direct |
| 2017-06-22 | Common Stock | S | 200 | $534.51 | Disposed | 5393 | Direct |
| 2017-06-22 | Common Stock | S | 400 | $536.52 | Disposed | 4993 | Direct |
| 2017-06-22 | Common Stock | S | 100 | $537.5 | Disposed | 4893 | Direct |
| 2017-06-22 | Common Stock | S | 100 | $538.3 | Disposed | 4793 | Direct |
| 2017-06-22 | Common Stock | S | 100 | $541.0 | Disposed | 4693 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-06-21 | Non-Qualified Stock Option (right to buy) | $30.63 | M | 4500 | Disposed | 2020-12-14 | Common Stock (4500) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 11805 | Indirect |
| Common Stock | 448 | Indirect |
Footnotes
F1: Disposition/acquisition made pursuant to a plan intended to comply with Rule 10b5-1(c).
F2: Represents volume-weighted average price of sales of 395 shares of Company stock on June 22, 2017 at prices ranging from $525.00 to $525.83. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on June 22, 2017 at each separate price.
F3: Represents volume-weighted average price of sales of 274 shares of Company stock on June 22, 2017 at prices ranging from $531.05 to $531.85. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on June 22, 2017 at each separate price.
F4: Represents volume-weighted average price of sales of 200 shares of Company stock on June 22, 2017 at prices ranging from $532.18 to $532.35. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on June 22, 2017 at each separate price.
F5: Represents volume-weighted average price of sales of 200 shares of Company stock on June 22, 2017 at prices ranging from $533.17 to $533.78. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on June 22, 2017 at each separate price.
F6: Represents volume-weighted average price of sales of 200 shares of Company stock on June 22, 2017 at prices ranging from $534.16 to $534.85. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on June 22, 2017 at each separate price.
F7: Represents volume-weighted average price of sales of 400 shares of Company stock on June 22, 2017 at prices ranging from $536.15 to $536.93. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on June 22, 2017 at each separate price.
F8: The stock option award vests in four equal annual installments, commencing one year after the date of grant.