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REGENERON PHARMACEUTICALS, INC. — Director's Dealing 2017
Aug 18, 2017
29977_dirs_2017-08-18_5848c6b4-ba08-4c04-b1d1-9c2f9ad217ee.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: REGENERON PHARMACEUTICALS INC (REGN)
CIK: 0000872589
Period of Report: 2017-08-16
Reporting Person: VAGELOS P ROY (Director, Chairman of the Board)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-08-16 | Common Stock | G | 84613 | $0.0 | Disposed | 329543 | Direct |
| 2017-08-16 | Common Stock | M | 153969 | $21.92 | Acquired | 483512 | Direct |
| 2017-08-16 | Common Stock | F | 7159 | $471.41 | Disposed | 476353 | Direct |
| 2017-08-16 | Common Stock | F | 75406 | $471.41 | Disposed | 400947 | Direct |
| 2017-08-16 | Common Stock | S | 10986 | $470.17 | Disposed | 389961 | Direct |
| 2017-08-17 | Common Stock | S | 1305 | $470.0 | Disposed | 388656 | Direct |
| 2017-08-18 | Common Stock | S | 2900 | $470.15 | Disposed | 385756 | Direct |
| 2017-07-03 | Common Stock | G | 422 | $0.0 | Disposed | 150285 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-08-16 | Non-Qualified Stock Option (right to buy) | $21.92 | M | 153969 | Disposed | 2017-12-17 | Common Stock (153969) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2300 | Indirect |
| Common Stock | 83652 | Indirect |
| Common Stock | 1203 | Indirect |
Footnotes
F1: Represents volume-weighted average price of sales of 10,986 shares of Company stock on August 16, 2017 at prices ranging from $470.00 to $470.95. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 16, 2017 at each separate price.
F2: Represents volume-weighted average price of sales of 1,305 shares of Company stock on August 17, 2017 at prices ranging from $470.00 to $470.03. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 17, 2017 at each separate price.
F3: Represents volume-weighted average price of sales of 2,900 shares of Company stock on August 18, 2017 at prices ranging from $470.00 to $470.54. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 18, 2017 at each separate price.
F4: By a trust for the benefit of certain grandchildren of the reporting person, of which the reporting person and/or the spouse of the reporting person is trustee.
F5: The stock option award (combined incentive stock option and non-qualified stock option) vests in four equal annual installments, commencing one year after the date of grant.