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REGENERON PHARMACEUTICALS, INC. — Director's Dealing 2017
Dec 13, 2017
29977_dirs_2017-12-13_b69654f9-c51c-4f7c-a58c-52b3a40ff87c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: REGENERON PHARMACEUTICALS INC (REGN)
CIK: 0000872589
Period of Report: 2017-12-11
Reporting Person: VAGELOS P ROY (Director, Chairman of the Board)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-12-11 | Common Stock | M | 153969 | $21.92 | Acquired | 483512 | Direct |
| 2017-12-11 | Common Stock | F | 8805 | $383.29 | Disposed | 474707 | Direct |
| 2017-12-11 | Common Stock | F | 74860 | $383.29 | Disposed | 399847 | Direct |
| 2017-10-03 | Common Stock | G | 477 | $0.0 | Disposed | 149808 | Indirect |
| 2017-11-07 | Common Stock | G | 91 | $0.0 | Disposed | 149717 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-12-11 | Non-Qualified Stock Option (right to buy) | $21.92 | M | 153969 | Disposed | 2017-12-17 | Common Stock (153969) | Direct |
| 2017-12-12 | Non-Qualified Stock Option (right to buy) | $378.98 | A | 74390 | Acquired | 2027-12-12 | Common Stock (74390) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2300 | Indirect |
| Common Stock | 83652 | Indirect |
| Common Stock | 1203 | Indirect |
Footnotes
F1: Disposition/acquisition made pursuant to a plan intended to comply with Rule 10b5-1(c).
F2: By a trust for the benefit of certain grandchildren of the reporting person, of which the reporting person and/or the spouse of the reporting person is trustee.
F3: The stock option award (combined incentive stock option and non-qualified stock option) vests in four equal annual installments, commencing one year after the date of grant.
F4: The stock option award vests in four equal annual installments, commencing one year after the date of grant.