AI assistant
REGENERON PHARMACEUTICALS, INC. — Director's Dealing 2013
Sep 11, 2013
29977_dirs_2013-09-11_b4d12849-d523-497c-b7d3-e5a801342b09.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: REGENERON PHARMACEUTICALS INC (REGN)
CIK: 0000872589
Period of Report: 2013-09-09
Reporting Person: SCHLEIFER LEONARD S (Director, CEO & President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-09-09 | Common Stock | C | 5000 | $0.00 | Acquired | 5000 | Indirect |
| 2013-09-09 | Common Stock | S | 3600 | $275.04 | Disposed | 1400 | Indirect |
| 2013-09-09 | Common Stock | S | 1200 | $276.47 | Disposed | 200 | Indirect |
| 2013-09-09 | Common Stock | S | 200 | $277.12 | Disposed | 0 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-09-09 | Class A Stock | $0.00 | C | 5000 | Disposed | Common Stock (5000) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 5618 | Indirect |
| Common Stock | 42087 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Class A Stock | $0.00 | Common Stock (1710790) | 1710790 | Direct |
Footnotes
F1: Disposition/acquisition made pursuant to a plan intended to comply with Rule 10b5-1(c).
F2: Class A Stock of Regeneron Pharmaceuticals, Inc. ("Regeneron") converts to Common Stock of Regeneron on a one-to-one basis upon certain events or upon election of the shareholder.
F3: These shares of Class A Stock are presently convertible and such conversion feature does not expire.
F4: Represents volume-weighted average price of sales of 3,600 shares fo Company stock on September 9, 2013 at prices ranging from $275.00 to $275.63. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on September 9, 2013 at each separate price.
F5: Represents volume-weighted average price of sales of 1,200 shares fo Company stock on September 9, 2013 at prices ranging from $276.14 to $276.80. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on September 9, 2013 at each separate price.
F6: Represents volume-weighted average price of sales of 200 shares fo Company stock on September 9, 2013 at prices ranging from $277.00 to $277.24. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on September 9, 2013 at each separate price.