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REGENERON PHARMACEUTICALS, INC. — Director's Dealing 2012
Nov 15, 2012
29977_dirs_2012-11-15_8b8b1618-8c18-4780-8801-85ae564b9b51.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: REGENERON PHARMACEUTICALS INC (REGN)
CIK: 0000872589
Period of Report: 2012-11-13
Reporting Person: GOLDBERG MURRAY A (SVP Finance and Admin CFO Trea)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-11-13 | Common Stock | M | 4745.0 | $65.76 | Acquired | 95259.0 | Direct |
| 2012-11-13 | Common Stock | F | 2128.0 | $146.6 | Disposed | 93131.0 | Direct |
| 2012-11-13 | Common Stock | F | 1205.0 | $146.6 | Disposed | 91926.0 | Direct |
| 2012-11-13 | Common Stock | M | 3431.0 | $8.5 | Acquired | 95357.0 | Direct |
| 2012-11-13 | Common Stock | F | 198.0 | $146.6 | Disposed | 95159.0 | Direct |
| 2012-11-13 | Common Stock | F | 1489.0 | $146.6 | Disposed | 93670.0 | Direct |
| 2012-11-13 | Common Stock | S | 200.0 | $144.36 | Disposed | 93470.0 | Direct |
| 2012-11-13 | Common Stock | S | 300.0 | $145.65 | Disposed | 93170.0 | Direct |
| 2012-11-13 | Common Stock | S | 1400.0 | $146.58 | Disposed | 91770.0 | Direct |
| 2012-11-13 | Common Stock | S | 3845.0 | $147.62 | Disposed | 87925.0 | Direct |
| 2012-11-13 | Common Stock | S | 792.0 | $148.05 | Disposed | 87133.0 | Direct |
| 2012-11-14 | Common Stock | S | 1556.0 | $147.65 | Disposed | 85577.0 | Direct |
| 2012-11-14 | Common Stock | S | 900.0 | $148.65 | Disposed | 84677.0 | Direct |
| 2012-11-14 | Common Stock | S | 700.0 | $149.18 | Disposed | 83977.0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-11-13 | Non-Qualified Stock Option (right to buy) | $8.5 | M | 3431.0 | Disposed | 2012-12-20 | Common Stock (3431.0) | Direct |
| 2012-11-13 | Non-Qualified Stock Option (right to buy) | $65.76 | M | 4745.0 | Disposed | 2012-12-20 | Common Stock (4745.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 5560.0 | Indirect |
Footnotes
F1: Disposition/acquisition made pursuant to a plan intended to comply with Rule 10b5-1(c).
F2: Represents volume-weighted average price of sales of 300 shares of Company stock on November 13, 2012 at prices ranging from $145.47 to $145.76. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on November 13, 2012 at each separate price.
F3: Represents volume-weighted average price of sales of 1,400 shares of Company stock on November 13, 2012 at prices ranging from $146.00 to $146.96. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on November 13, 2012 at each separate price.
F4: Represents volume-weighted average price of sales of 3,845 shares of Company stock on November 13, 2012 at prices ranging from $147.00 to $147.97. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on November 13, 2012 at each separate price.
F5: Represents volume-weighted average price of sales of 792 shares of Company stock on November 13, 2012 at prices ranging from $148.00 to $148.12. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on November 13, 2012 at each separate price.
F6: Represents volume-weighted average price of sales of 1,556 shares of Company stock on November 14, 2012 at prices ranging from $147.27 to $147.91. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on November 14, 2012 at each separate price.
F7: Represents volume-weighted average price of sales of 900 shares of Company stock on November 14, 2012 at prices ranging from $148.19 to $148.97. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on November 14, 2012 at each separate price.
F8: Represents volume-weighted average price of sales of 700 shares of Company stock on November 14, 2012 at prices ranging from $149.04 to $149.54. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on November 14, 2012 at each separate price.
F9: The option became exercisable with respect to all shares underlying the option upon the satisfaction by the company of certain performance criteria on February 10, 2012.
F10: Exercisable date, exercise date, exercise price, purchase price, sales price, and/or expiration date is/are not applicable in this case.