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REGENERON PHARMACEUTICALS, INC. — Director's Dealing 2012
Sep 6, 2012
29977_dirs_2012-09-06_28e3843f-42f2-4f08-831f-45b61aa483dc.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: REGENERON PHARMACEUTICALS INC (REGN)
CIK: 0000872589
Period of Report: 2012-09-05
Reporting Person: BAKER CHARLES A (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-09-05 | Common Stock | M | 1286.0 | $15.01 | Acquired | 10876.0 | Direct |
| 2012-09-05 | Common Stock | S | 1286.0 | $150.0 | Disposed | 9590.0 | Direct |
| 2012-09-06 | Common Stock | M | 13714.0 | $15.01 | Acquired | 23304.0 | Direct |
| 2012-09-06 | Common Stock | S | 13714.0 | $150.0 | Disposed | 9590.0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-09-05 | Non-Qualified Stock Option (right to buy) | $15.01 | M | 1286.0 | Disposed | 2014-01-02 | Common Stock (1286.0) | Direct |
| 2012-09-06 | Non-Qualified Stock Option (right to buy) | $15.01 | M | 13714.0 | Disposed | 2014-01-02 | Common Stock (13714.0) | Direct |
Footnotes
F1: Disposition/acquisition made pursuant to a plan intended to comply with Rule 10b5-1(c).
F2: The stock option becomes exercisable in three equal annual installments, commencing one year after the date of grant
F3: Exercisable date, exercise date, exercise price, purchase price, sales price, and/or expiration date is/are not applicable in this case.
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