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REGENCY CENTERS CORP — Director's Dealing 2012
Jan 10, 2012
30469_dirs_2012-01-10_d87d2f80-fd1e-43fd-a936-a5ca8581ffbc.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: REGENCY CENTERS CORP (REG)
CIK: 0000910606
Period of Report: 2012-01-06
Reporting Person: STEIN MARTIN E JR (Director, Chairman and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-01-06 | Common Stock | M | 28253 | — | Acquired | 268849 | Direct |
| 2012-01-06 | Common Stock | F | 7063 | $36.88 | Disposed | 261786 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-01-06 | Phantom Stock | $ | M | 28253 | Disposed | 2012-01-06 | Common Stock (28253) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 153262 | Indirect |
| Common Stock | 160263 | Indirect |
| Common Stock | 415382 | Indirect |
| Common Stock | 4000 | Indirect |
Footnotes
F1: On January 6, 2012, the reporting person received 28,253 shares of Regency Centers Corporation common stock in settlement of an equal number of phantom stock units held pursuant to Regency's deferred compensation plan.
F2: Represents (i) 129,731 remainder shares held in two grantor retained annuity trusts of which the Reporting Person is the trustee and the beneficiaries of which are the Reporting Person's children (none of whom shares the same home with him) and (ii) 23,531 shares held by a trust of which the Reporting Person is the trustee and his children are the beneficiaries.
F3: By a corporation which is controlled by the Reporting Person's family.
F4: By two general partnerships, in which the Reporting Person is a general partner.
F5: By a trust for the Reporting Person's benefit.
F6: Each share of phantom stock entitled the reporting person to receive, on January 6, 2012, one share of Regency common stock. Prior to payment, the reporting person had the right to transfer the value of his phantom stock account into an alternative investment account.