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REGAL REXNORD CORP — Director's Dealing 2021
May 13, 2021
30628_dirs_2021-05-13_d9faff15-b2a9-4015-adb6-2f1f1fd817a0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: REGAL BELOIT CORP (RBC)
CIK: 0000082811
Period of Report: 2021-05-12
Reporting Person: McGinnis Eric S (Segment President*)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-05-12 | Common Stock | M | 3125 | $78.15 | Acquired | 8162 | Direct |
| 2021-05-12 | Common Stock | M | 4935 | $57.43 | Acquired | 13097 | Direct |
| 2021-05-12 | Common Stock | M | 2577 | $80.70 | Acquired | 15674 | Direct |
| 2021-05-12 | Common Stock | M | 1952 | $77.60 | Acquired | 17626 | Direct |
| 2021-05-12 | Common Stock | M | 1442 | $81.81 | Acquired | 19068 | Direct |
| 2021-05-12 | Common Stock | M | 1402 | $88.45 | Acquired | 20470 | Direct |
| 2021-05-12 | Common Stock | F | 10696 | $145.41 | Disposed | 9774 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-05-12 | Stock Appreciation Rights | $78.15 | M | 3125 | Disposed | 2025-05-12 | Common Stock (3125.0) | Direct |
| 2021-05-12 | Stock Appreciation Rights | $57.43 | M | 4935 | Disposed | 2026-05-11 | Common Stock (4935.0) | Direct |
| 2021-05-12 | Stock Appreciation Rights | $80.7 | M | 2577 | Disposed | 2027-05-10 | Common Stock (2577.0) | Direct |
| 2021-05-12 | Stock Appreciation Rights | $77.6 | M | 1952 | Disposed | 2028-05-09 | Common Stock (1952.0) | Direct |
| 2021-05-12 | Stock Appreciation Rights | $81.81 | M | 1442 | Disposed | 2029-05-08 | Common Stock (1442.0) | Direct |
| 2021-05-12 | Stock Appreciation Rights | $88.45 | M | 1402 | Disposed | 2030-02-18 | Common Stock (1402.0) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Appreciation Rights | $140.22 | 2031-02-23 | Common Stock (2338.0) | 2338 | Direct |
Footnotes
F1: Granted as stock-settled Stock Appreciation Rights ("SARs") under the 2013 Equity Incentive Plan. The SARs vest and become exercisable 40% on the second anniversary, 60% on the third anniversary, 80% on the fourth anniversary and 100% on the fifth anniversary of the date of the grant.
F2: Granted as stock-settled SARs under the 2018 Equity Incentive Plan. The SARs vest and become exercisable 40% on the second anniversary, 60% on the third anniversary, 80% on the fourth anniversary and 100% on the fifth anniversary of the date of the grant.
F3: Granted as stock-settled SARs under the 2018 Equity Incentive Plan. The SARs vest and become exercisable 34% on the first anniversary, 67% on the second anniversary and 100% on the third anniversary of the date of the grant.