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REGAL REXNORD CORP — Director's Dealing 2021
May 18, 2021
30628_dirs_2021-05-18_4bd978ea-9b3e-4b97-a15f-fc8077f292c6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: REGAL BELOIT CORP (RBC)
CIK: 0000082811
Period of Report: 2021-05-14
Reporting Person: Kunze John C (Segment President*)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-05-14 | Common Stock | M | 633 | $57.43 | Acquired | 4433 | Direct |
| 2021-05-14 | Common Stock | M | 644 | — | Acquired | 5077 | Direct |
| 2021-05-14 | Common Stock | M | 1952 | $77.60 | Acquired | 7029 | Direct |
| 2021-05-14 | Common Stock | M | 1442 | $81.81 | Acquired | 8471 | Direct |
| 2021-05-14 | Common Stock | M | 2402 | $88.45 | Acquired | 10873 | Direct |
| 2021-05-14 | Common Stock | F | 4842 | $146.45 | Disposed | 6031 | Direct |
| 2021-05-14 | Common Stock | S | 3000 | $146.3709 | Disposed | 5218 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-05-14 | Stock Appreciation Rights | $57.43 | M | 633 | Disposed | 2026-05-11 | Common Stock (633.0) | Direct |
| 2021-05-14 | Stock Appreciation Rights | $80.7 | M | 644 | Disposed | 2027-05-10 | Common Stock (644.0) | Direct |
| 2021-05-14 | Stock Appreciation Rights | $77.6 | M | 1952 | Disposed | 2028-05-09 | Common Stock (1952.0) | Direct |
| 2021-05-14 | Stock Appreciation Rights | $81.81 | M | 1442 | Disposed | 2029-05-08 | Common Stock (1442.0) | Direct |
| 2021-05-14 | Stock Appreciation Rights | $88.45 | M | 2402 | Disposed | 2030-02-18 | Common Stock (2402.0) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Appreciation Rights | $140.22 | 2031-02-23 | Common Stock (4241.0) | 4241 | Direct |
Footnotes
F1: End-of-period holdings reflect a transfer of 1,044 shares previously held directly by the reporting person into the the John C. and Sharon A. Kunze Revocable Trust.
F2: The price in Column 4 is a weighted average price. The prices actually received ranged from $146.3709 to $146.3710. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
F3: Granted as stock-settled Stock Appreciation Rights ("SARs") under the 2013 Equity Incentive Plan. The SARs vest and become exercisable 40% on the second anniversary, 60% on the third anniversary, 80% on the fourth anniversary and 100% on the fifth anniversary of the date of the grant.
F4: Granted as stock-settled SARs under the 2018 Equity Incentive Plan. The SARs vest and become exercisable 40% on the second anniversary, 60% on the third anniversary, 80% on the fourth anniversary and 100% on the fifth anniversary of the date of the grant.
F5: Granted as stock-settled SARs under the 2018 Equity Incentive Plan. The SARs vest and become exercisable 34% on the first anniversary, 67% on the second anniversary and 100% on the third anniversary of the date of the grant.