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REGAL REXNORD CORP — Director's Dealing 2017
May 10, 2017
30628_dirs_2017-05-09_d664956a-1dea-4b8f-a712-6e547e7237d6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: REGAL BELOIT CORP (RBC)
CIK: 0000082811
Period of Report: 2017-05-07
Reporting Person: Avampato John (VP & Chief Information Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-05-07 | Common Stock | A | 3 | — | Acquired | 12205 | Direct |
| 2017-05-07 | Common Stock | F | 421 | $83 | Disposed | 11784 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1306 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Appreciation Rights | $42.65 | 2019-05-08 | Common Stock (6000.0) | 6000 | Direct |
| Stock Appreciation Rights | $61.36 | 2020-05-05 | Common Stock (6000.0) | 6000 | Direct |
| Stock Appreciation Rights | $72.29 | 2021-05-04 | Common Stock (6000.0) | 6000 | Direct |
| Stock Appreciation Rights | $63.56 | 2022-05-03 | Common Stock (6500.0) | 6500 | Direct |
| Stock Appreciation Rights | $64.99 | 2023-05-02 | Common Stock (3875.0) | 3875 | Direct |
| Stock Appreciation Rights | $75.76 | 2024-05-07 | Common Stock (3600.0) | 3600 | Direct |
| Stock Appreciation Rights | $78.15 | 2025-05-12 | Common Stock (4500.0) | 4500 | Direct |
| Stock Appreciation Rights | $57.43 | 2026-05-11 | Common Stock (6825.0) | 6825 | Direct |
Footnotes
F1: These shares of stock represent performance shares being issued to the reporting person based on the achievement of certain performance targets pursuant to the 2013 Equity Incentive Plan.
F2: Balance reflects the most current data available with regard to holdings in the Regal Beloit Corporation Retirement Savings Plan.
F3: Granted as stock-settled Stock Appreciation Rigths (SARs) under the 2007 Equity Incentive Plan. The SARs vest and become exerciseable 40% on the second anniversary of the date of grant, 60% on the third anniversary, 80% on the fourth anniversary and 100% on the fifth anniversary.
F4: Granted as stock-settled SARs under the 2013 Equity Incentive Plan. The SARs vest and become exercisable 40% on the second anniversary of the date of grant, 60% on the third anniversary, 80% on the fourth anniversary and 100% on the fifth anniversary.