AI assistant
REGAL REXNORD CORP — Director's Dealing 2017
Nov 13, 2017
30628_dirs_2017-11-13_70315cb1-bca0-42e9-abda-223376eb8dcd.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: REGAL BELOIT CORP (RBC)
CIK: 0000082811
Period of Report: 2017-11-09
Reporting Person: Schlemmer Jonathan J (Chief Operating Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-11-09 | Common Stock | M | 6000 | $42.28 | Acquired | 49119 | Direct |
| 2017-11-09 | Common Stock | F | 4167 | $77.05 | Disposed | 44952 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-11-09 | Stock Appreciation Rights | $42.28 | M | 6000 | Disposed | 2018-05-02 | Common Stock (6000.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1458 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Appreciation Rights | $42.65 | 2019-05-08 | Common Stock (6000.0) | 6000 | Direct |
| Stock Appreciation Rights | $61.36 | 2020-05-05 | Common Stock (6000.0) | 6000 | Direct |
| Stock Appreciation Rights | $72.29 | 2021-05-04 | Common Stock (16500.0) | 16500 | Direct |
| Stock Appreciation Rights | $63.56 | 2022-05-03 | Common Stock (26000.0) | 26000 | Direct |
| Stock Appreciation Rights | $64.99 | 2023-05-02 | Common Stock (16200.0) | 16200 | Direct |
| Stock Appreciation Rights | $75.76 | 2024-05-07 | Common Stock (14800.0) | 14800 | Direct |
| Stock Appreciation Rights | $78.15 | 2025-05-12 | Common Stock (17675.0) | 17675 | Direct |
| Stock Appreciation Rights | $57.43 | 2026-05-11 | Common Stock (27500.0) | 27500 | Direct |
| Stock Appreciation Rights | $80.7 | 2027-05-10 | Common Stock (17950.0) | 17950 | Direct |
Footnotes
F1: Balance reflects the most current data available with regard to holdings in the Regal Beloit Corporation Retirement Savings Plan.
F2: Granted as stock-settled Stock Appreciation Rights (SARs) under the 2007 Equity Incentive Plan. The SARs vest and become exercisable 40% on the second anniversary of the date of grant, 60% on the third anniversary, 80% on the fourth anniversary and 100% on the fifth anniversary.
F3: Granted as stock-settled SARs under the 2013 Equity Inventive Pan. The SARs vest and become exercisable 40% on the second anniversary of the date of grant, 60% on the third anniversary, 80% on the fourth anniversary and 100% on the fifth anniversary.