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REGAL REXNORD CORP — Director's Dealing 2016
Mar 2, 2016
30628_dirs_2016-03-02_08e4c9f7-deac-48e3-b6b2-54bedaaef6dd.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: REGAL BELOIT CORP (RBC)
CIK: 0000082811
Period of Report: 2016-03-01
Reporting Person: Avampato John (VP & Chief Information Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-03-01 | Common Stock | M | 9274 | $47.25 | Acquired | 18565 | Direct |
| 2016-03-01 | Common Stock | S | 9274 | $55 | Disposed | 9291 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-03-01 | Non Qualified Stock Option | $47.25 | M | 9274 | Disposed | 2016-04-26 | Common Stock (9274.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1130 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Appreciation Rights | $44.12 | 2017-05-01 | Common Stock (2500.0) | 2500 | Direct |
| Stock Appreciation Rights | $42.28 | 2018-05-02 | Common Stock (6000.0) | 6000 | Direct |
| Stock Appreciation Rights | $42.65 | 2019-05-08 | Common Stock (6000.0) | 6000 | Direct |
| Stock Appreciation Rights | $61.36 | 2020-05-05 | Common Stock (6000.0) | 6000 | Direct |
| Stock Appreciation Rights | $72.29 | 2021-05-04 | Common Stock (6000.0) | 6000 | Direct |
| Stock Appreciation Rights | $63.56 | 2022-05-03 | Common Stock (6500.0) | 6500 | Direct |
| Stock Appreciation Rights | $64.99 | 2023-05-02 | Common Stock (3875.0) | 3875 | Direct |
| Stock Appreciation Rights | $75.76 | 2024-05-07 | Common Stock (3600.0) | 3600 | Direct |
| Stock Appreciation Rights | $78.15 | 2025-05-12 | Common Stock (4500.0) | 4500 | Direct |
Footnotes
F1: Balance reflects the most current data available with regard to holdings in the Regal Beloit Corporation Retirement Savings Plan.
F2: Granted as non qualified stock options. The options vest and become exerciseable 40% on the second anniversary, 60% on the third anniversary, 80% on the fourth anniversary, and 100% on the fifth anniversary of the grant.
F3: Granted as stock-settled Stock Appreciation Rigths (SARs) under the 2007 Equity Incentive Plan. The SARs vest and become exerciseable 40% on the second anniversary of the date of grant, 60% on the third anniversary, 80% on the fourth anniversary and 100% on the fifth anniversary.
F4: Granted as stock-settled SARs under the 2013 Equity Incentive Plan. The SARs vest and become exercisable 40% on the second anniversary of the date of grant, 60% on the third anniversary, 80% on the fourth anniversary and 100% on the fifth anniversary.