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REGAL REXNORD CORP — Director's Dealing 2016
Aug 12, 2016
30628_dirs_2016-08-12_923ebc61-2323-4e4f-9777-96513fb0b0d0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: REGAL BELOIT CORP (RBC)
CIK: 0000082811
Period of Report: 2016-08-11
Reporting Person: COLVIN TERRY R (VP/Human Resources)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-08-11 | Common Stock | M | 7500 | $42.94 | Acquired | 21146 | Direct |
| 2016-08-11 | Common Stock | F | 5885 | $62.46 | Disposed | 15261 | Direct |
| 2016-08-11 | Common Stock | S | 1615 | $62.4674 | Disposed | 13646 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-08-11 | Stock Appreciation Rights | $42.94 | M | 7500 | Disposed | 2016-09-11 | Common Stock (7500.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1872 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Appreciation Rights | $44.12 | 2017-05-01 | Common Stock (7500.0) | 7500 | Direct |
| Stock Appreciation Rights | $42.28 | 2018-05-02 | Common Stock (9000.0) | 9000 | Direct |
| Stock Appreciation Rights | $42.65 | 2019-05-08 | Common Stock (15000.0) | 15000 | Direct |
| Stock Appreciation Rights | $61.36 | 2020-05-05 | Common Stock (12000.0) | 12000 | Direct |
| Stock Appreciation Rights | $72.29 | 2021-05-04 | Common Stock (8000.0) | 8000 | Direct |
| Stock Appreciation Rights | $63.56 | 2022-05-03 | Common Stock (8200.0) | 8200 | Direct |
| Stock Appreciation Rights | $64.99 | 2023-05-02 | Common Stock (5125.0) | 5125 | Direct |
| Stock Appreciation Rights | $75.76 | 2024-05-07 | Common Stock (4725.0) | 4725 | Direct |
| Stock Appreciation Rights | $78.15 | 2025-05-12 | Common Stock (5675.0) | 5675 | Direct |
| Stock Appreciation Rights | $57.43 | 2026-05-11 | Common Stock (8825.0) | 8825 | Direct |
Footnotes
F1: The price in Column 4 is a weighted average price. The prices actually received ranged from $62.46 to $62.49. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
F2: Balance reflects the most current data available with regard to holdings in the Regal Beloit Corporation Retirement Savings Plan.
F3: Granted as stock-settled Stock Appreciation Rights (SARs) under the 2003 Equity Incentive Plan. The SARs vest and become exercisable 40% on the second anniversary of the date of grant, 60% on the third anniversay, 80% on the fourth anniversary, and 100% on the fifth anniversary.
F4: Granted as stock-settled SARs under the 2007 Equity Inventive Plan. The SARs vest and become exercisable 40% on the second anniversary of the date of grant, 60% on the third anniversary, 80% on the fourth anniversary and 100% on the fifth anniversary.
F5: Granted as stock-settled SARs under the 2013 Equity Incentive Plan. The SARs vest and become exercisable 40% on the second anniversary of the date of grant, 60% on the third anniversary, 80% on the fourth anniversary and 100% on the fifth anniversary.