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REGAL REXNORD CORP — Director's Dealing 2014
May 8, 2014
30628_dirs_2014-05-08_ee317a15-1c01-40aa-878f-ad98d8e2ae98.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: REGAL BELOIT CORP (RBC)
CIK: 0000082811
Period of Report: 2014-05-07
Reporting Person: Avampato John (VP & Chief Information Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-05-07 | Common Stock | A | 1350 | — | Acquired | 8074 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-05-07 | Stock Appreciation Rights | $75.76 | A | 3600 | Acquired | 2024-05-07 | Common Stock (3600.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 895 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Non Qualified Stock Option | $47.25 | 2016-04-26 | Common Stock (10000.0) | 10000 | Direct |
| Stock Appreciation Rights | $44.12 | 2017-05-01 | Common Stock (2500.0) | 2500 | Direct |
| Stock Appreciation Rights | $42.28 | 2018-05-02 | Common Stock (6000.0) | 6000 | Direct |
| Stock Appreciation Rights | $42.65 | 2019-05-08 | Common Stock (6000.0) | 6000 | Direct |
| Stock Appreciation Rights | $61.36 | 2020-05-05 | Common Stock (6000.0) | 6000 | Direct |
| Stock Appreciation Rights | $72.29 | 2021-05-04 | Common Stock (6000.0) | 6000 | Direct |
| Stock Appreciation Rights | $63.56 | 2022-05-03 | Common Stock (6500.0) | 6500 | Direct |
| Stock Appreciation Rights | $64.99 | 2023-05-02 | Common Stock (3875.0) | 3875 | Direct |
Footnotes
F1: Restricted Stock Units (RSUs) granted to the reporting person under the 2013 Equity Incentive Plan. RSUs vest 100% on the third anniversary date of the grant. Each RSU is equal to one share of Common Stock and is payable only in stock.
F2: Balance reflects the most current data available with regard to holdings in the Regal Beloit Corporation Retirement Savings Plan.
F3: Granted as stock-settled Stock Appreciation Rights (SARs) under the 2013 Equity Incentive Plan. The SARs vest and become exercisable 40% on the second anniversary of the date of grant, 60% on the third anniversary, 80% on the fourth anniversary and 100% on the fifth anniversary.
F4: Granted as non qualified stock options. The options vest and become exerciseable 40% on the second anniversary, 60% on the third anniversary, 80% on the fourth anniversary, and 100% on the fifth anniversary of the grant.
F5: Granted as stock-settled SARs under the 2007 Equity Incentive Plan. The SARs vest and become exerciseable 40% on the second anniversary of the date of grant, 60% on the third anniversary, 80% on the fourth anniversary and 100% on the fifth anniversary.