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REGAL REXNORD CORP — Director's Dealing 2014
Feb 13, 2014
30628_dirs_2014-02-13_97528cbc-93b6-4954-8875-d65c68b3707b.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: REGAL BELOIT CORP (RBC)
CIK: 0000082811
Period of Report: 2013-12-31
Reporting Person: Avampato John (VP & Chief Information Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-12-31 | Common Stock | J | 138 | — | Acquired | 6982 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 851 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Non Qualified Stock Option | $47.25 | 2016-04-26 | Common Stock (10000.0) | 10000 | Direct |
| Stock Appreciation Rights | $44.12 | 2017-05-01 | Common Stock (2500.0) | 2500 | Direct |
| Stock Appreciation Rights | $42.28 | 2018-05-02 | Common Stock (6000.0) | 6000 | Direct |
| Stock Appreciation Rights | $42.65 | 2019-05-08 | Common Stock (6000.0) | 6000 | Direct |
| Stock Appreciation Rights | $61.36 | 2020-05-05 | Common Stock (6000.0) | 6000 | Direct |
| Stock Appreciation Rights | $72.29 | 2021-05-04 | Common Stock (6000.0) | 6000 | Direct |
| Stock Appreciation Rights | $63.56 | 2022-05-03 | Common Stock (6500.0) | 6500 | Direct |
| Stock Appreciation Rights | $64.99 | 2023-05-02 | Common Stock (3875.0) | 3875 | Direct |
Footnotes
F1: Shares acquired pursuant to dividend reinvestment as follows: 12 shares acquired during 2010 at prices ranging from $58.62 to $58.66; 28 shares acquired during 2011 at prices ranging from $51.05 to $71.36; 35 shares acquired during 2012 at prices ranging from $55.87 to $68.31; and 37 shares acquired during 2013 at prices ranging from $65.50 to $77.39. Also acquired 26 shares pursuant to dividend reinvestment prior to becoming a Section 16 reporting person. The reporting person has not had any non-exempt transactions since filing his Form 3 report and, therefore, none of the dividend reinvestment acquisitions are, as of the date of this report, subject to any short-swing profit liability under Section 16.
F2: Balance reflects the most current data available with regard to holdings in the Regal Beloit Corporation Retirement Savings Plan.
F3: Granted as non qualified stock options. The options vest and become exerciseable 40% on the second anniversary, 60% on the third anniversary, 80% on the fourth anniversary, and 100% on the fifth anniversary of the grant.
F4: Granted as stock-settled SARs under the 2007 Equity Incentive Plan. The SARs vest and become exerciseable 40% on the second anniversary of the date of the grant, 60% on the third anniversary, 80% on the fourth anniversary and 100% on the fifth anniversary.
F5: Granted as stock-settled SARs under the 2013 Equity Incentive Plan. The SARs vest and become exercisable 40% on the second anniversary of the date of the grant, 60% on the third anniversary of the date of the grant, 80% on the fourth anniversary of the date of the grant and 100% on the fifth anniversary of the date of the grant.