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REGAL REXNORD CORP Director's Dealing 2014

Feb 13, 2014

30628_dirs_2014-02-13_97528cbc-93b6-4954-8875-d65c68b3707b.zip

Director's Dealing

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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership

Issuer: REGAL BELOIT CORP (RBC)
CIK: 0000082811
Period of Report: 2013-12-31

Reporting Person: Avampato John (VP & Chief Information Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2013-12-31 Common Stock J 138 Acquired 6982 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 851 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Non Qualified Stock Option $47.25 2016-04-26 Common Stock (10000.0) 10000 Direct
Stock Appreciation Rights $44.12 2017-05-01 Common Stock (2500.0) 2500 Direct
Stock Appreciation Rights $42.28 2018-05-02 Common Stock (6000.0) 6000 Direct
Stock Appreciation Rights $42.65 2019-05-08 Common Stock (6000.0) 6000 Direct
Stock Appreciation Rights $61.36 2020-05-05 Common Stock (6000.0) 6000 Direct
Stock Appreciation Rights $72.29 2021-05-04 Common Stock (6000.0) 6000 Direct
Stock Appreciation Rights $63.56 2022-05-03 Common Stock (6500.0) 6500 Direct
Stock Appreciation Rights $64.99 2023-05-02 Common Stock (3875.0) 3875 Direct

Footnotes

F1: Shares acquired pursuant to dividend reinvestment as follows: 12 shares acquired during 2010 at prices ranging from $58.62 to $58.66; 28 shares acquired during 2011 at prices ranging from $51.05 to $71.36; 35 shares acquired during 2012 at prices ranging from $55.87 to $68.31; and 37 shares acquired during 2013 at prices ranging from $65.50 to $77.39. Also acquired 26 shares pursuant to dividend reinvestment prior to becoming a Section 16 reporting person. The reporting person has not had any non-exempt transactions since filing his Form 3 report and, therefore, none of the dividend reinvestment acquisitions are, as of the date of this report, subject to any short-swing profit liability under Section 16.

F2: Balance reflects the most current data available with regard to holdings in the Regal Beloit Corporation Retirement Savings Plan.

F3: Granted as non qualified stock options. The options vest and become exerciseable 40% on the second anniversary, 60% on the third anniversary, 80% on the fourth anniversary, and 100% on the fifth anniversary of the grant.

F4: Granted as stock-settled SARs under the 2007 Equity Incentive Plan. The SARs vest and become exerciseable 40% on the second anniversary of the date of the grant, 60% on the third anniversary, 80% on the fourth anniversary and 100% on the fifth anniversary.

F5: Granted as stock-settled SARs under the 2013 Equity Incentive Plan. The SARs vest and become exercisable 40% on the second anniversary of the date of the grant, 60% on the third anniversary of the date of the grant, 80% on the fourth anniversary of the date of the grant and 100% on the fifth anniversary of the date of the grant.