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REGAL REXNORD CORP — Director's Dealing 2014
Mar 5, 2014
30628_dirs_2014-03-04_8754d599-496c-4ee9-9480-c08e25be1912.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: REGAL BELOIT CORP (RBC)
CIK: 0000082811
Period of Report: 2014-02-28
Reporting Person: Schlemmer Jonathan J (Chief Operating Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-02-28 | Common Stock | M | 8000 | $29 | Acquired | 25864 | Direct |
| 2014-02-28 | Common Stock | F | 4718 | $73.69 | Disposed | 21146 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-02-28 | Non-Qualified Stock Option | $29.0 | M | 8000 | Disposed | 2015-01-03 | Common Stock (8000.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 992 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Non-Qualified Stock Option | $36.36 | 2016-01-27 | Common Stock (8000.0) | 8000 | Direct |
| Stock Appreciation Rights | $44.12 | 2017-05-01 | Common Stock (6000.0) | 6000 | Direct |
| Stock Appreciation Rights | $42.28 | 2018-05-02 | Common Stock (6000.0) | 6000 | Direct |
| Stock Appreciation Rights | $42.65 | 2019-05-08 | Common Stock (6000.0) | 6000 | Direct |
| Stock Appreciation Rights | $61.36 | 2020-05-05 | Common Stock (6000.0) | 6000 | Direct |
| Stock Appreciation Rights | $72.29 | 2021-05-04 | Common Stock (16500.0) | 16500 | Direct |
| Stock Appreciation Rights | $63.56 | 2022-05-03 | Common Stock (26000.0) | 26000 | Direct |
| Stock Appreciation Rights | $64.99 | 2023-05-02 | Common Stock (16200.0) | 16200 | Direct |
Footnotes
F1: Balance reflects the most current data available with regard to holdings in the Regal Beloit Corporation Retirement Savings Plan.
F2: Granted as non-qualified stock options. The options vest and become exercisable 40% on the second anniversary, 60% on the third anniversary, 80% on the fourth anniversary and 100% on the fifth anniversary of the grant.
F3: Granted as stock-settled SARs under the 2007 Equity Incentive Plan. The SARs vest and become exercisable 40% on the second anniversary, 60% on the third anniversary, 80% on the fourth anniversary, and 100% on the fifth anniversary of the grant.
F4: Granted as stock-settled SARs under the 2013 Equity Inventive Pan. The SARs vest and become exercisable 40% on the second anniversary, 60% on the third anniversary, 80% on the fourth anniversary and 100% on the fifth anniversary of the grant.