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REGAL REXNORD CORP — Director's Dealing 2012
Nov 14, 2012
30628_dirs_2012-11-14_5c690c11-9317-4967-83a5-8666313c5186.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: REGAL BELOIT CORP (RBC)
CIK: 0000082811
Period of Report: 2012-11-13
Reporting Person: Gliebe Mark Joseph (Director, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-11-13 | Common Stock | M | 25000 | $29.00 | Acquired | 88353 | Direct |
| 2012-11-13 | Common Stock | F | 16712 | $66.86 | Disposed | 71641 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-11-13 | Non-Qualified Stock Options | $29.00 | M | 25000 | Disposed | 2015-01-03 | Common Stock (25000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 762 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Non-Qualified Stock Options | $36.36 | 2016-01-27 | Common Stock (35000) | 35000 | Direct |
| Stock Appreciation Rights | $48.05 | 2017-02-06 | Common Stock (35000) | 35000 | Direct |
| Stock Appreciation Rights | $42.28 | 2018-05-02 | Common Stock (35000) | 35000 | Direct |
| Stock Appreciation Rights | $42.65 | 2019-05-08 | Common Stock (35000) | 35000 | Direct |
| Stock Appreciation Rights | $61.36 | 2020-05-05 | Common Stock (42500) | 42500 | Direct |
| Stock Appreciation Rights | $72.29 | 2021-05-04 | Common Stock (65000) | 65000 | Direct |
| Stock Appreciation Rights | $63.56 | 2022-05-03 | Common Stock (99600) | 99600 | Direct |
Footnotes
F1: Balance reflects the most current data available with regard to holdings in the Regal-Beloit Corporation Retirement Savings Plan.
F2: Grant to reporting person of option to buy shares of common stock under the 2003 Equity Incentive Plan. The option vests and becomes exercisable 40% on the second anniversary of the date of grant, 60% on third anniversary, 80% on fourth anniversary and 100% on fifth anniversary.
F3: Granted as stock-settled Stock Appreciation Rights (SARs) under the 2003 Equity Incentive Plan. The SARs vest and become exercisable 40% on the second anniversary of the date of grant, 60% on third anniversary, 80% on fourth anniversary and 100% on fifth anniversary.
F4: Granted as stock-settled SARs under the 2007 Equity Incentive Plan. The SARs vest and become exercisable 40% on the second anniversary of the date of grant, 60% on third anniversary, 80% on fourth anniversary and 100% on fifth anniversary.