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REGAL REXNORD CORP — Director's Dealing 2011
May 6, 2011
30628_dirs_2011-05-06_f64a8e3a-a200-4de2-92af-9d1629858650.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: REGAL BELOIT CORP (RBC)
CIK: 0000082811
Period of Report: 2011-05-04
Reporting Person: Schlemmer Jonathan J (Chief Operating Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-05-04 | Common Stock | A | 3100 | $0.00 | Acquired | 7598 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-05-04 | Stock Appreciation Rights | $72.29 | A | 16500 | Acquired | 2021-05-04 | Common Stock (16500) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 731 | Indirect |
| Common Stock | 4498 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Non-Qualified Stock Option | $29.00 | 2015-01-03 | Common Stock (10000) | 8000 | Direct |
| Non-Qualified Stock Option | $36.36 | 2016-01-27 | Common Stock (8000) | 8000 | Direct |
| Stock Appreciation Rights | $44.12 | 2017-05-01 | Common Stock (6000) | 6000 | Direct |
| Stock Appreciation Rights | $42.28 | 2018-05-02 | Common Stock (6000) | 6000 | Direct |
| Stock Appreciation Rights | $42.65 | 2019-05-08 | Common Stock (6000) | 6000 | Direct |
| Stock Appreciation Rights | $61.36 | 2020-05-05 | Common Stock (6000) | 6000 | Direct |
Footnotes
F1: Balance reflects the most current data available with regard to holdings in the Regal Beloit Corporation Retirement Savings Plan.
F2: Restricted Stock Units (RSUs) granted to the reporting person under the 2003 Equity Incentive Plan. RSUs vest 100% on the third anniversary date of the grant. Each RSU is equal to one share of Common Stock and is payable only in stock.
F3: Granted as non-qualified stock options. The options vest and become exercisable 40% on the second anniversary, 60% on the third anniversary, 80% on the fourth anniversary and 100% on the fifth anniversary of the grant.
F4: Granted as stock-settled SARs under the 2007 Equity Incentive Plan. The SARs vest and become exercisable 40% on the second anniversary, 60% on the third anniversary, 80% on the fourth anniversary and 100% on the fifth anniversary of the grant.