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REGAL REXNORD CORP — Director's Dealing 2011
May 12, 2011
30628_dirs_2011-05-12_ef804103-4530-4585-87ee-2499220a48fd.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: REGAL BELOIT CORP (RBC)
CIK: 0000082811
Period of Report: 2011-05-10
Reporting Person: KNUEPPEL HENRY W (Director, Chairman)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-05-10 | Common Stock | S | 3769 | $73.5522 | Disposed | 362476 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 12522 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Appreciation Rights | $48.05 | 2017-02-06 | Common Stock (26000) | 44000 | Direct |
| Stock Appreciation Rights | $42.28 | 2018-05-02 | Common Stock (70000) | 70000 | Direct |
| Stock Appreciation Rights | $42.65 | 2019-05-08 | Common Stock (90000) | 90000 | Direct |
Footnotes
F1: The price in column 4 is a weighted average price. The prices actually received ranged from $73.50 to $73.63. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
F2: Granted as stock-settled SARs. The SARs vest and become exerciseable 40% on the second anniversary of the date of the grant, 60% on the third anniversary, 80% on the fourth anniversary and 100% on the fifth anniversary.