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REDWOOD TRUST INC — Director's Dealing 2014
May 2, 2014
32460_dirs_2014-05-02_31bf7e19-eddb-4203-9547-1a35a95029e2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: REDWOOD TRUST INC (RWT)
CIK: 0000930236
Period of Report: 2014-05-01
Reporting Person: BAUM RICHARD (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-05-01 | Common Stock | M | 3976.14 | $21.8 | Acquired | 16976.14 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-05-01 | Deferred Stock Units | $15.09 | M | 3976.14 | Disposed | Common Stock (3976.14) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1758 | Indirect |
Footnotes
F1: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock in the Executive Deferred Compensation Plan.
F2: Represents fair value of the distribution and/or conversion of Deferred Stock Units to common stock based on the fair market value of RWT common stock on the business day prior to the transaction date.
F3: Represents fair value of Deferred Stock Units, based on the original grant date fair market value.
F4: Shares are subject to a minimum mandatory holding period and will be delivered to the Participant at the time provided in the Deferral Election but no sooner than May 1, 2014.
F5: No expiration date is applicable to deferred stock units.