REDIVIUM LIMITED — Capital/Financing Update 2016

May 25, 2016

26 May 2016

ASX & MEDIA ANNOUNCEMENT

Completion of SPP

Hannans Limited (ASX: HNR) ( Hannans or Company ) is pleased to advise that the Share Purchase Plan ( SPP ) shares were allotted on Wednesday, 25 May 2016.

The updated Hannans capital structure following the issue of the shares is as follows:

Updated Capital Structure
OrdinaryFullyPaid Shares listed on the ASX	858,466,090
(Tranche 1)	12,016,668
Unlisted Options exercisable at 0.8 cents on or before
20 November 2017
(Tranche 2)	12,016,668
Unlisted Options exercisable at 0.5 cents on or before
20 November 2018
(Tranche 3)	12,016,664
Unlisted Options exercisable on or before 20 November 2019
Exercise price calculated from the VWAP for 10 trading days after
20 November 2016 PLUS apremium of 50%
Unlisted Options exercisable at 0.4 cents on or before 10 March 2018	31,250,000

Cleansing Notice

The Company gives notice pursuant to Section 708A(5)(e) of the Corporations Act and further advises that the shares were issued without disclosure to the investor under Part 6D.2, in reliance on Section 708A(5) of the Corporations Act. The Company, as at the date of this notice, has complied with:

a) the provisions of Chapter 2M of the Corporations Act as they apply to the Company, and

b) Section 674 of the Corporations Act. There is no excluded information as at the date of this notice, for the purposes of Section 708A(7) and (8) of the Corporations Act.

For further information please contact:

Damian Hicks Managing Director +61 419 930 087 (Telephone) damianh@hannansreward.com (Email)

Appendix 3B New issue announcement

Rule 2.7, 3.10.3, 3.10.4, 3.10.5

Appendix 3B

New issue announcement, application for quotation of additional securities and agreement

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

Introduced 01/07/96 Origin: Appendix 5 Amended 01/07/98, 01/09/99, 01/07/00, 30/09/01, 11/03/02, 01/01/03, 24/10/05, 01/08/12, 04/03/13

Name of entity

HANNANS LIMITED ABN 52 099 862 129

We (the entity) give ASX the following information.

Part 1 - All issues

You must complete the relevant sections (attach sheets if there is not enough space).

• 1 +Class of +securities issued or to be Fully paid ordinary shares. issued

• 2 Number of[+] securities issued or to be 73,999,957 shares issued under the Share Purchase issued (if known) or maximum number Plan ( SPP ) announced to ASX on 11 April 2016. which may be issued

• 3 Principal terms of the[+] securities (e.g. Fully paid ordinary shares. if options, exercise price and expiry date; if partly paid[+] securities, the amount outstanding and due dates for payment; if[+] convertible securities, the conversion price and dates for conversion)

• See chapter 19 for defined terms.

Appendix 3B Page 1

04/03/2013

Appendix 3B New issue announcement

4 Do the+securities rank equally in all respects from the+issue date with an existing+class of quoted+securities? If the additional+securities do not rank equally, please state:  the date from which they do  the extent to which they participate for the next dividend, (in the case of a trust, distribution) or interest payment  the extent to which they do not rank equally, other than in relation to the next dividend, distribution or interest payment 5 Issue price or consideration 6 Purpose of the issue (If issued as consideration for the acquisition of assets, clearly identify those assets) 6a Is the entity an+eligible entity that has obtained security holder approval under rule 7.1A? If Yes, complete sections 6b – 6h_in_ relation to the+securities the subject of this Appendix 3B, and comply with section 6i 6b The date the security holder resolution under rule 7.1A was passed 6c Number of+securities issued without security holder approval under rule 7.1 6d Number of+securities issued with security holder approval under rule 7.1A	Yes.
	1.2 cents per share. The issued share price is at a 20% discount to the volume weighted average price (VWAP) of Hannans shares in the five days prior to SPP closing.
	The funds will be used by Hannans: (a) to satisfy the conditions precedent to the strategic collaboration with Neometals Ltd announced to ASX on 4 March 2016; (b) subject to shareholders approving the transaction with Neometals Ltd, to recommence exploration for gold and nickel in Western Australia; and (c) for general working capital purposes.
	Yes.
	24 November 2015.
	Nil.
	Nil.

• See chapter 19 for defined terms.

Appendix 3B Page 2

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Appendix 3B New issue announcement

6e Number of[+] securities issued with security holder approval under rule 7.3, or another specific security holder approval (specify date of meeting)

6f Number of[+] securities issued under an exception in rule 7.2

6g If[+] securities issued under rule 7.1A, was issue price at least 75% of 15 day VWAP as calculated under rule 7.1A.3? Include the[+] issue date and both values. Include the source of the VWAP calculation.

6h If[+] securities were issued under rule 7.1A for non-cash consideration, state date on which valuation of consideration was released to ASX Market Announcements

6i Calculate the entity’s remaining issue capacity under rule 7.1 and rule 7.1A – complete Annexure 1 and release to ASX Market Announcements

7 +Issue dates Note: The issue date may be prescribed by ASX (refer to the definition of issue date in rule 19.12). For example, the issue date for a pro rata entitlement issue must comply with the applicable timetable in Appendix 7A.

Cross reference: item 33 of Appendix 3B.

8 Number and[+] class of all[+] securities quoted on ASX ( including the +securities in section 2 if applicable)

Nil.

	73,999,957 fully paid ordinary shares.	73,999,957 fully paid ordinary shares.
	N/A.
	N/A.
	Rule 7.1	128,769,914
	Rule 7.1A	85,846,609
	Refer Annexure 1
	25 May 2016.

Number	+Class
858,466,090	Fully paid ordinary shares.

• See chapter 19 for defined terms.

Appendix 3B Page 3

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Appendix 3B New issue announcement

9 Number and+class of all+securities not quoted on ASX (_including_the +securities in section 2 if applicable) 10 Dividend policy (in the case of a trust, distribution policy) on the increased capital (interests) Part 2 - Pro rata issue 11 Is security holder approval required? 12 Is the issue renounceable or non- renounceable? 13 Ratio in which the+securities will be offered 14 +Class of +securities to which the offer relates 15 +Record date to determine entitlements 16 Will holdings on different registers (or subregisters) be aggregated for calculating entitlements? 17 Policy for deciding entitlements in relation to fractions	Number	+Class
	12,016,668 12,016,668 12,016,664 31,250,000	Options exercisable at $0.008 each on or before 20 Nov 2017. Options exercisable at $0.005 each on or before 20 Nov 2018. Options exercisable on or before 20 Nov 2019. Exercise price calculated from the VWAP for 10 trading days after 20 Nov 2016 PLUS a premium of 50%. Options exercisable at $0.004 each on or before 10 Mar 2018.
	N/A.

• See chapter 19 for defined terms.

Appendix 3B Page 4

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Appendix 3B New issue announcement

18	Names of countries in which the entity
	has security holders who will not be
	sent new offer documents
	Note: Security holders must be told how
	their entitlements are to be dealt with.
	Cross reference: rule 7.7.
19	Closing date for receipt of acceptances
	or renunciations
20	Names of any underwriters
21	Amount of any underwriting fee or
	commission
22	Names of any brokers to the issue
23	Fee or commission payable to the
	broker to the issue
24	Amount of any handling fee payable to
	brokers who lodge acceptances or
	renunciations on behalf of security
	holders
25	If the issue is contingent on security
	holders’ approval, the date of the
	meeting
26	Date entitlement and acceptance form
	and offer documents will be sent to
	persons entitled
27	If the entity has issued options, and the
	terms entitle option holders to
	participate on exercise, the date on
	which notices will be sent to option
	holders
28	Date rights trading will begin (if
	applicable)
29	Date rights trading will end (if
	applicable)
30	How do security holders sell their
	entitlements_in full_through a broker?

• See chapter 19 for defined terms.

Appendix 3B Page 5

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Appendix 3B New issue announcement

• 31 How do security holders sell part of their entitlements through a broker and accept for the balance?

• 32 How do security holders dispose of their entitlements (except by sale through a broker)?

• 33 +Issue date

Part 3 - Quotation of securities

You need only complete this section if you are applying for quotation of securities

• 34 Type of[+] securities ( tick one )

• (a)[+Securities – described in Part 1 ]

• (b)[All other +securities ]

Example: restricted securities at the end of the escrowed period, partly paid securities that become fully paid, employee incentive share securities when restriction ends, securities issued on expiry or conversion of convertible securities

Entities that have ticked box 34(a)

Additional securities forming a new class of securities

Tick to indicate you are providing the information or documents

• 35[If the +securities are +equity securities, the names of the 20 largest holders of the additional ] +securities, and the number and percentage of additional +securities held by those holders

36[If the +securities are +equity securities, a distribution schedule of the additional +securities ] setting out the number of holders in the categories 1 - 1,000

1,001 - 5,000 5,001 - 10,000 10,001 - 100,000 100,001 and over

• 37[A copy of any trust deed for the additional +securities ]

• See chapter 19 for defined terms.

Appendix 3B Page 6

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Appendix 3B New issue announcement

Entities that have ticked box 34(b)

38	Number of +securities for which
	+quotation is sought
39	+Class of +securities for which quotation
	is sought
40	Do the+securities rank equally in all
	respects from the+issue date with an
	existing+class of quoted+securities?
	If the additional+securities do not rank
	equally, please state:
	 the date from which they do
	 the extent to which they participate
	for the next dividend, (in the case of
	a trust, distribution) or interest
	payment
	 the extent to which they do not rank
	equally, other than in relation to the
	next dividend, distribution or interest
	payment
41	Reason for request for quotation now
	Example: In the case of restricted
	securities, end of restriction period
	(if issued upon conversion of another
	+security, clearly identify that other
	+security)

42 Number and[+] class of all[+] securities quoted on ASX ( including the[+] securities in clause 38)

Number +Class

• See chapter 19 for defined terms.

Appendix 3B Page 7

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Appendix 3B New issue announcement

Quotation agreement

• 1 +Quotation of our additional +securities is in ASX’s absolute discretion. ASX may quote the +securities on any conditions it decides.

• 2 We warrant the following to ASX.

• The issue of the[+] securities to be quoted complies with the law and is not for an illegal purpose.

• There is no reason why those[+] securities should not be granted[+] quotation.

• An offer of the[+] securities for sale within 12 months after their issue will not require disclosure under section 707(3) or section 1012C(6) of the Corporations Act.

  • Note: An entity may need to obtain appropriate warranties from subscribers for the securities in order to be able to give this warranty

• Section 724 or section 1016E of the Corporations Act does not apply to any applications received by us in relation to any[+] securities to be quoted and that no-one has any right to return any[+] securities to be quoted under sections 737, 738 or 1016F of the Corporations Act at the time that we request that the[+] securities be quoted.

• If we are a trust, we warrant that no person has the right to return the[+] securities to be quoted under section 1019B of the Corporations Act at the time that we request that the +securities be quoted.

• 3 We will indemnify ASX to the fullest extent permitted by law in respect of any claim, action or expense arising from or connected with any breach of the warranties in this agreement.

• 4 We give ASX the information and documents required by this form. If any information or document is not available now, we will give it to ASX before[+] quotation of the[+] securities begins. We acknowledge that ASX is relying on the information and documents. We warrant that they are (will be) true and complete.

Sign here: (Director ~~/Company secretary)~~

Date: 26 May 2016

Print name: Damian Hicks

== == == == ==

• See chapter 19 for defined terms.

Appendix 3B Page 8

04/03/2013

Appendix 3B New issue announcement

Appendix 3B – Annexure 1

Calculation of placement capacity under rule 7.1 and rule 7.1A for eligible entities

Introduced 01/08/12 Amended 04/03/13

Part 1

Rule 7.1 – Issues exceeding 15% of capital

Step 1: Calculate “A”, the base figure from which the placement capacity is calculated

==> picture [415 x 355] intentionally omitted <==

----- Start of picture text -----

Insert number of fully paid [+] ordinary securities on 721,966,133
issue 12 months before the [+] issue date or date of
agreement to issue
Add the following:
• Number of fully paid [+] ordinary securities issued 73,999,957 fully paid ordinary shares
in that 12 month period under an exception in – pursuant to the Company’s SPP
rule 7.2 (subject of this Appendix 3B) .
• Number of fully paid [+] ordinary securities issued 62,500,000 fully paid ordinary shares
in that 12 month period with shareholder issued on 10 March 2016
approval – approved at the GM held on 19 May 2016.
• Number of partly paid [+] ordinary securities that N/A
became fully paid in that 12 month period
Note:
• Include only ordinary securities here – other
classes of equity securities cannot be added
• Include here (if applicable) the securities the
subject of the Appendix 3B to which this form is
annexed
• It may be useful to set out issues of securities on
different dates as separate line items
Subtract the number of fully paid [+] ordinary securities N/A
cancelled during that 12 month period
“A” 858,466,090
----- End of picture text -----

• See chapter 19 for defined terms.

Appendix 3B Page 9

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Appendix 3B New issue announcement

Step 2: Calculate 15% of “A”

“B”		0.15
		[Note: this value cannot be changed]
Multiply“A” by 0.15		128,769,914
Step 3: Calculate “C”, the amount of placement capacity under rule 7.1 that has
already been used
Insertnumber of+equity securities issued or agreed
to be issued in that 12 month period_not counting_
those issued:
•	Under an exception in rule 7.2
•	Under rule 7.1A
•	With security holder approval under rule 7.1 or
	rule 7.4
Note:
•	This applies to equity securities, unless
	specifically excluded – not just ordinary securities
•	Include here (if applicable) the securities the
	subject of the Appendix 3B to which this form is
	annexed
•	It may be useful to set out issues of securities on
	different dates as separate line items

Step 2: Calculate 15% of “A”	Step 2: Calculate 15% of “A”
“B”	0.15 [Note: this value cannot be changed]
Multiply“A” by 0.15	128,769,914
Step 3: Calculate “C”, the amount of placement capacity under rule 7.1 that has already been used
Insertnumber of+equity securities issued or agreed to be issued in that 12 month period_not counting_ those issued: • Under an exception in rule 7.2 • Under rule 7.1A • With security holder approval under rule 7.1 or rule 7.4 Note: • This applies to equity securities, unless specifically excluded – not just ordinary securities • Include here (if applicable) the securities the subject of the Appendix 3B to which this form is annexed • It may be useful to set out issues of securities on different dates as separate line items
“C”	128,769,914
Step 4: Subtract “C” from [“A” x “B”] to calculate remaining placement capacity under rule 7.1
“A” x 0.15 Note: number must be same as shown in Step 2	128,769,914
Subtract“C” Note: number must be same as shown in Step 3	Nil.
Total[“A” x 0.15] – “C”	128,769,914 [Note: this is the remaining placement capacity under rule 7.1]

under rule 7.1
“A” x 0.15	128,769,914
Note: number must be same as shown in Step 2
Subtract“C”	Nil.
Note: number must be same as shown in Step 3
Total[“A” x 0.15] – “C”	128,769,914
	[Note: this is the remaining placement capacity under
	rule 7.1]

• See chapter 19 for defined terms.

Appendix 3B Page 10

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Appendix 3B New issue announcement

Part 2

Rule 7.1A – Additional placement capacity for eligible entities

Step 1: Calculate “A”, the base figure from which the placement capacity is calculated

“A”	858,466,090
Note: number must be same as shown in Step 1 of Part 1
Step 2: Calculate 10% of “A”
“D”	0.10
	Note: this value cannot be changed
Multiply“A” by 0.10	85,846,609
Step 3: Calculate “E”, the amount of placement capacity under rule 7.1A that has
already been used
Insertnumber of+equity securities issued or agreed to
be issued in that 12 month period under rule 7.1A
Notes:
• This applies to equity securities – not just ordinary
securities
• Include here – if applicable – the securities the
subject of the Appendix 3B to which this form is
annexed
• Do not include equity securities issued under rule 7.1
(they must be dealt with in Part 1), or for which
specific security holder approval has been obtained
• It may be useful to set out issues of securities on
different dates as separate line items

already been used
Insertnumber of+equity securities issued or agreed to
be issued in that 12 month period under rule 7.1A
Notes:
• This applies to equity securities – not just ordinary
securities
• Include here – if applicable – the securities the
subject of the Appendix 3B to which this form is
annexed
• Do not include equity securities issued under rule 7.1
(they must be dealt with in Part 1), or for which
specific security holder approval has been obtained
• It may be useful to set out issues of securities on
different dates as separate line items
“E”	Nil.
Step 4: Subtract “E” from [“A” x “D”] to calculate remaining placement capacity
under rule 7.1A
“A” x 0.10	85,846,609
Note: number must be same as shown in Step 2
Subtract“E”	Nil.
Note: number must be same as shown in Step 3

under rule 7.1A
“A” x 0.10	85,846,609
Note: number must be same as shown in Step 2
Subtract“E”	Nil.
Note: number must be same as shown in Step 3
Total[“A” x 0.10] – “E”	85,846,609
	Note: this is the remaining placement capacity
	under rule 7.1A

• See chapter 19 for defined terms.

Appendix 3B Page 11

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Appendix 3Y Change of Director’s Interest Notice

Rule 3.19A.2

Appendix 3Y

Change of Director’s Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

Introduced 30/09/01 Amended 01/01/11

Name of entity	Hannans Limited
ABN	52 099 862 129

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

Name of Director	Damian Hicks
Date of last notice	20 November 2013

Part 1 - Change of director’s relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.

Direct or indirect interest	Indirect
Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest.	Rock Biz Pty Ltd as trustee of the Hicks Group Superannuation Fund #3 is the registered holder of the shares - Damian Hicks is a Director of the trustee and Beneficiary of the Superannuation Fund.
Date of change	25 May 2016
No. of securities held prior to change	Ordinary shares  1 Personally  6,000,000 Superannuation Fund
Class	Fully paid ordinary shares
Number acquired	416,666
Number disposed	–
Value/Consideration Note: If consideration is non‐cash, provide details and estimated valuation	$5,000

• See chapter 19 for defined terms.

01/01/2011 Appendix 3Y Page 1

Appendix 3Y Change of Director’s Interest Notice

No. of securities held after change	Ordinary shares  1 Personally  6,416,666 Superannuation Fund
Nature of change Example: on‐market trade, off‐market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy‐back	Under the Share Purchase Plan (SPP) announced to ASX on 11 April 2016.

Part 2 – Change of director’s interests in contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.

Detail of contract Nature of interest Name of registered holder (if issued securities) Date of change No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed Interest acquired Interest disposed Value/Consideration Note: If consideration is non‐cash, provide details and an estimated valuation Interest after change

Part 3 –[+] Closed period

Part 3 –+Closed period
Were the interests in the securities or contracts detailed above traded during a+closed period where prior written clearance was required?	No
If so, was prior written clearance provided to allow the trade to proceed during this period?	N/A
If prior written clearance was provided, on what date was this provided?	N/A

D Hicks 26 May 2016

• See chapter 19 for defined terms.

Appendix 3Y Page 2

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Appendix 3Y Change of Director’s Interest Notice

Rule 3.19A.2

Appendix 3Y

Change of Director’s Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

Introduced 30/09/01 Amended 01/01/11

Name of entity	Hannans Reward Ltd
ABN	52 099 862 129

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

Name of Director Jonathan Murray

Date of last notice 5 Dec 2014

Part 1 - Change of director’s relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.

Direct or indirect interest	Indirect
Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest.	1) Andrea Rae Murray 2) Andrea Murray
Date of change	25 May 2016
No. of securities held prior to change	Ordinary shares 1) 141,775 2) 5,107,354 Unlisted options 2) 1,500,000 840,000 areheld ontrustforunrelated third parties
Class	Fully paid ordinary shares
Number acquired	1,250,000
Number disposed	Nil
Value/Consideration Note: If consideration is non‐cash, provide details and estimated valuation	$15,000

• See chapter 19 for defined terms.

01/01/2011 Appendix 3Y Page 1

Appendix 3Y Change of Director’s Interest Notice

No. of securities held after change Ordinary shares 1) 141,775 2) 6,357,354 Unlisted options 2) 1,500,000 840,000 are held on trust for unrelated third parties Nature of change Participated in the Share Purchase Plan (SPP)

Example: on‐market trade, off‐market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in announced to ASX on 11 April 2016. buy‐back

Part 2 – Change of director’s interests in contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.

Detail of contract Nature of interest Name of registered holder (if issued securities) Date of change No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed Interest acquired Interest disposed Value/Consideration Note: If consideration is non‐cash, provide details and an estimated valuation Interest after change

Part 3 –[+] Closed period

Were the interests in the securities or contracts detailed No above traded during a[+] closed period where prior written clearance was required? If so, was prior written clearance provided to allow the trade N/A to proceed during this period? If prior written clearance was provided, on what date was this N/A provided?

J Murray 26 May 2016

• See chapter 19 for defined terms.

Appendix 3Y Page 2

01/01/2011

Appendix 3Y Change of Director’s Interest Notice

Rule 3.19A.2

Appendix 3Y

Change of Director’s Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

Introduced 30/09/01 Amended 01/01/11

Name of entity	Hannans Limited
ABN	52 099 862 129

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

Name of Director	Markus Bachmann
Date of last notice	5 December 2014

Part 1 - Change of director’s relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.

Direct or indirect interest	Indirect
Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest.	Craton Capital Funds
Date of change	25 May 2016
No. of securities held prior to change	58,582,353 Ordinary shares (Indirect interest – Craton Capital Funds) 1,500,000 Unlisted options (Direct interest)
Class	Fully paid ordinary shares
Number acquired	2,500,000
Number disposed	Nil
Value/Consideration Note: If consideration is non‐cash, provide details and estimated valuation	$30,000
No. of securities held after change	61,082,353 Ordinary shares (Indirect interest - Craton Capital Funds) 1,500,000 Unlisted options (Directinterest)

• See chapter 19 for defined terms.

01/01/2011 Appendix 3Y Page 1

Appendix 3Y Change of Director’s Interest Notice

Nature of change Participated in the Share Purchase Plan (SPP) issue of securities under dividend reinvestment plan, participation in Example: on‐market trade, off‐market trade, exercise of options, announced to ASX on 11 April 2016. buy‐back

Part 2 – Change of director’s interests in contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.

Detail of contract Nature of interest Name of registered holder (if issued securities) Date of change No. and class of securities to which interest related prior to change Interest acquired Interest disposed Value/Consideration Interest after change

Part 3 –[+] Closed period

Part 3 –+Closed period
Were the interests in the securities or contracts detailed above traded during a+closed period where prior written clearance was required?	No
If so, was prior written clearance provided to allow the trade to proceed during this period?	N/A
If prior written clearance was provided, on what date was this provided?	N/A

M Bachmann 26 May 2016

• See chapter 19 for defined terms.

Appendix 3Y Page 2

01/01/2011