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Red Violet, Inc. Director's Dealing 2023

Dec 5, 2023

32492_dirs_2023-12-04_be3a9dfa-20d4-4e89-b823-344ec37e310c.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Red Violet, Inc. (RDVT)
CIK: 0001720116
Period of Report: 2023-11-30

Reporting Person: Swayman Robert (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2023-11-30 Common Stock A 9000 Acquired 73066 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 5083 Indirect
Common Stock 8000 Indirect

Footnotes

F1: On November 30, 2023, the reporting person received a grant of 9,000 restricted stock units ("RSUs"), convertible into common stock of the issuer on a one-for-one basis, which vest in approximately three equal installments on each of December 1, 2024, December 1, 2025 and December 1, 2026, subject to accelerated vesting under certain conditions. The RSU grant includes an award of 5,000 RSUs for serving as a member of the Company's Board of Directors and 4,000 RSUs for serving on the Audit Committee.

F2: Includes 2,466 RSUs convertible into common stock originally granted on September 24, 2021. The RSUs vest on October 1, 2024, subject to accelerated vesting under certain conditions.

F3: Includes 6,000 RSUs originally granted on October 12, 2022. The RSUs vest in approximately two equal installments on each of November 1, 2024, and November 1, 2025, subject to accelerated vesting under certain conditions.

F4: Shares held through BSIG, LLC, of which Mr. Swayman is a member.

F5: Shares held by a family trust of which Mr. Swayman serves as co-trustee.