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Red Violet, Inc. — Director's Dealing 2022
Oct 13, 2022
32492_dirs_2022-10-13_3ff44c95-6ddb-4943-aa95-c3bac248cf3a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Red Violet, Inc. (RDVT)
CIK: 0001720116
Period of Report: 2022-10-12
Reporting Person: Swayman Robert (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-10-12 | Common Stock | A | 9000 | — | Acquired | 64066 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 5083 | Indirect |
| Common Stock | 8000 | Indirect |
Footnotes
F1: On October 12, 2022, the reporting person received a grant of 9,000 restricted stock units ("RSUs"), convertible into common stock of the issuer on a one-for-one basis, which vest in approximately three equal installments on each of November 1, 2023, November 1, 2024 and November 1, 2025, subject to accelerated vesting under certain conditions. The RSU grant includes an award of 5,000 RSUs for serving as a member of the Company's Board of Directors and 4,000 RSUs for serving on the Audit Committee.
F2: Includes 4,933 RSUs convertible into common stock originally granted on September 24, 2021. The RSUs vest in approximately two equal installments on October 1, 2023 and October 1, 2024, subject to accelerated vesting under certain conditions.
F3: Includes 3,000 RSUs originally granted on November 20, 2020. The RSUs vest in approximately two equal installments on each of November 1, 2022, and November 1, 2023, subject to accelerated vesting under certain conditions.
F4: Shares held through BSIG, LLC, of which Mr. Swayman is a member.
F5: Shares held by a family trust of which Mr. Swayman serves as co-trustee.