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Red Violet, Inc. — Director's Dealing 2018
Apr 2, 2018
32492_dirs_2018-04-02_288ef435-dc43-4aa6-a58d-a0daab16fa2d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Red Violet, Inc. (RDVT)
CIK: 0001720116
Period of Report: 2018-03-29
Reporting Person: Swayman Robert (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-03-29 | Common Stock | A | 12000 | $0.00 | Acquired | 12000 | Direct |
| 2018-03-29 | Common Stock | A | 4000 | $0.00 | Acquired | 4000 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 6666 | Direct |
| Common Stock | 8000 | Indirect |
| Common Stock | 1083 | Indirect |
Footnotes
F1: On March 29, 2018, the reporting person received a grant of 12,000 restricted stock units ("RSUs"), convertible into common stock of the issuer on a one-for-one basis. The RSUs vest in three equal installments on March 29, 2019, 2020 and 2021, subject to accelerated besting under certain conditions.
F2: On March 29, 2018, the reporting person received a grant of 4,000 RSUs, convertible into common stock of the issuer on a one-for-one basis. The RSUs vest on March 29, 2019, subject to accelerated vesting under certain conditions.
F3: Shares held by a family trust of which Mr. Swayman serves as co-trustee.
F4: Shares held through BSIG, LLC of which Mr. Swayman is a member.