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Red Violet, Inc. — Director's Dealing 2018
May 4, 2018
32492_dirs_2018-05-04_ce4a5e84-3a3e-4ee3-86ab-cfd0547d5eef.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Red Violet, Inc. (RDVT)
CIK: 0001720116
Period of Report: 2018-05-03
Reporting Person: Swayman Robert (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-05-03 | Common Stock | P | 4000 | $5.87 | Acquired | 5083 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 12000 | Direct |
| Common Stock | 4000 | Direct |
| Common Stock | 6666 | Direct |
| Common Stock | 8000 | Indirect |
Footnotes
F1: The shares were purchased in multiple transactions at prices ranging from $5.80 to $5.95, with a weighted average price per share of $5.87. The reporting person undertakes to provide Red Violet, Inc., any security holder of Red Violet, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price with the ranges set forth in this footnote.
F2: Shares held through BSIG, LLC of which Mr. Swayman is a member.
F3: On March 29, 2018, the reporting person received a grant of 12,000 restricted stock units ("RSUs"), convertible into common stock of the issuer on a one-for-one basis. The RSUs vest in three equal installments on March 29, 2019, 2020 and 2021, subject to accelerated besting under certain conditions.
F4: On March 29, 2018, the reporting person received a grant of 4,000 RSUs, convertible into common stock of the issuer on a one-for-one basis. The RSUs vest on March 29, 2019, subject to accelerated vesting under certain conditions.
F5: Shares held by a family trust of which Mr. Swayman serves as co-trustee.