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Red Cat Holdings, Inc. — Director's Dealing 2021
Jul 7, 2021
32091_dirs_2021-07-07_476f47f2-5443-417f-a050-369dc4c9e43b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Red Cat Holdings, Inc. (RCAT)
CIK: 0000748268
Period of Report: 2021-07-06
Reporting Person: Freedman Joseph David (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-07-06 | Common Stock | A | 150000 | — | Acquired | 261305 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-07-06 | Options | $2.51 | A | 150000 | Acquired | 2026-07-06 | Common Stock (150000) | Direct |
Footnotes
F1: Consists of 111,305 shares of common stock and options to purchase up to 150,000 shares of common stock at a price of $2.51 per share, exercisable for 5 years.
F2: Options vest in equal quarterly installments commencing September 30, 2021.
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