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Red Cat Holdings, Inc. — Director's Dealing 2021
Sep 29, 2021
32091_dirs_2021-09-29_d95862b3-b96e-4f2a-a549-2593e68cd720.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Red Cat Holdings, Inc. (RCAT)
CIK: 0000748268
Period of Report: 2020-09-27
Reporting Person: HERNON JOSEPH P (CFO, Secretary and Treasurer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-09-27 | Common Stock | M | 77222 | $3.60 | Acquired | 77222 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-09-27 | Stock Option | $0.82 | C | 100000 | Disposed | 2030-01-28 | Common Stock (100000) | Direct |
Footnotes
F1: Exercise of 100,000 options exercised on a cashless basis resulting in the net issuance of 77,222 shares of common stock.
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