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Red Cat Holdings, Inc. Director's Dealing 2021

Sep 29, 2021

32091_dirs_2021-09-29_d95862b3-b96e-4f2a-a549-2593e68cd720.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Red Cat Holdings, Inc. (RCAT)
CIK: 0000748268
Period of Report: 2020-09-27

Reporting Person: HERNON JOSEPH P (CFO, Secretary and Treasurer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-09-27 Common Stock M 77222 $3.60 Acquired 77222 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-09-27 Stock Option $0.82 C 100000 Disposed 2030-01-28 Common Stock (100000) Direct

Footnotes

F1: Exercise of 100,000 options exercised on a cashless basis resulting in the net issuance of 77,222 shares of common stock.