Red Cat Holdings, Inc. — Call Transcript 2024

Nov 20, 2024

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

P ursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): November 19, 2024

Red Cat Holdings, Inc.

(Exact name of registrant as specified in its charter)

Nevada (State or other jurisdiction of incorporation) 001-40202 (Commission File Number) 88-0490034 (I.R.S. Employer Identification No.)

15 Ave. Munoz Rivera Ste 2200 San Juan , PR (Address of principal executive offices) 00901 (Zip Code)

Registrant’s telephone number, including area code: ( 833 ) 373-3228

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

| Title
of each class | Trading Symbol(s) | Name
of each exchange on which registered |
| --- | --- | --- |
| Common
stock , par value $0.001 | RCAT | The Nasdaq Capital
Market |

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

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Section 7 – Regulation FD

Item 7.01 Regulation FD Disclosure

On November 19, 2024, at 4:30 p.m. eastern time, we held a town hall meeting via zoom to provide updates to investors, analysts, and members of the media. The meeting was open to the public. A transcription of the meeting is furnished herewith as Exhibit 99.1.

A video recording of the meeting may be viewed on our website at: https://redcat.red/press_releases/red-cat-srr-annoucement-town-hall-recording-november-19-2024/.

Section 9 – Financial Statements and Exhibits

| Exhibit No. | Description
of Exhibit |
| --- | --- |
| 99.1 | Transcript of Town Hall Meeting held November 19, 2024 |

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

/s/ Jeffrey M. Thompson
Name: Jeffrey M. Thompson
Title: Chief Executive Officer